Investment adviser · CRD 162258

SPELL CAPITAL PARTNERS, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

MINNEAPOLIS, MN, United States · Form ADV filed Aug 5, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPELL CAPITAL MEZZANINE PARTNERS SBIC II, LPPrivate Equity Fund · Last reported Aug 5, 2026$128MGross asset value

Form D fundraising filings

Spell Capital Mezzanine Partners SBIC II, LP

Auditor RSM US LLP CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-1122941857
Reported beneficial owners
96
Minimum commitment
$400K
Form D file number
021-296822

Form ADV 2124218 · Aug 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPELL CAPITAL MEZZANINE PARTNERS SBIC, LPPrivate Equity Fund · Last reported Aug 5, 2026$16.8MGross asset value

Form D fundraising filings

Spell Capital Mezzanine Partners SBIC, LP

Auditor RSM US LLP CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-5525434436
Reported beneficial owners
97
Minimum commitment
$200K
Form D file number
021-184272

Form ADV 2124218 · Aug 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPELL CAPITAL PARTNERS FUND V FOR QUALIFIED PURCHASERS, LPPrivate Equity Fund · Last reported Aug 5, 2026$9.36MGross asset value

Form D fundraising filings

Spell Capital Partners Fund V for Qualified Purchasers, LP

Auditor RSM US LLP CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-1888180982
Reported beneficial owners
133
Minimum commitment
$200K
Form D file number
021-252516

Form ADV 2124218 · Aug 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPELL CAPITAL PARTNERS FUND V, LPPrivate Equity Fund · Last reported Aug 5, 2026$3.75MGross asset value

Form D fundraising filings

Spell Capital Partners Fund V, LP

Auditor RSM US LLP CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-2881567776
Reported beneficial owners
57
Minimum commitment
$200K
Form D file number
021-249782

Form ADV 2124218 · Aug 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPELL CAPITAL PARTNERS FUND III FOR QUALIFIED PURCHASERS, LPPrivate Equity Fund · Last reported Mar 30, 2016$21.5MGross asset value
Auditor RSM US LLP CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6745023254
Reported beneficial owners
69
Minimum commitment
$125K
Form D file number
021-95676

Form ADV 1005015 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPELL CAPITAL PARTNERS FUND II, LPPrivate Equity Fund · Last reported Mar 30, 2012$15.8MGross asset value
Auditor PRICEWATERHOUSECOOPERS, LLP MINNEAPOLIS, Minnesota, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4930557469
Reported beneficial owners
73
Minimum commitment
$125K

Form ADV 623281 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPELL CAPITAL PARTNERS FUND III, LPPrivate Equity Fund · Last reported Mar 30, 2016$11.8MGross asset value
Auditor RSM US LLP CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5358830557
Reported beneficial owners
93
Minimum commitment
$125K
Form D file number
021-87688

Form ADV 1005015 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 5, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

7201 METRO BLVD, SUITE 850
MINNEAPOLIS, MN, 55439, United States

CRD 162258

Filing source

Form ADV 2124218 · Aug 5, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.