Form D · Other Investment Fund
Spell Capital Mezzanine Partners SBIC II, LP
Minneapolis, MN · CIK 0001719147
Offering snapshot reported Oct 17, 2017 · SEC filing
- Reported sold
- $54.9M Offering amount: $75M
- Investors reported
- 58 Form D · investor count
- Minimum accepted
- $400K Reported outside-investor minimum
- First sale
- Oct 2, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 17, 2017 | Initial | $54,875,000 | No comparison | 58 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-296822
Source: Form D, filed Oct 17, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SPELL CAPITAL MEZZANINE PARTNERS SBIC II, LP
Investment adviser: SPELL CAPITAL PARTNERS, LLC
- Gross asset value
- $128M
- Beneficial owners
- 96
- ADV minimum commitment
- $400K
Reported in Form ADV on Aug 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Filing source
Form ADV 2124218 · Aug 5, 2026 · Schedule D 7.B.(1), fund 805-1122941857
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stacy L. Harmsen | Director |
| Mark R. Mc Donald | Director |
| Paul H. Meyering | Director |
| Andrea R. Nelson | Executive |
| James W. Rikkers | Director |
| William H. Spell | Director, Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Minneapolis, MN, 55402