Form D · Private Equity Fund

SP PRIVATE INVESTMENTS IX, LLC

San Bruno, CA · CIK 0001532948

Offering snapshot reported Feb 8, 2012 · SEC filing

Reported sold: $8.61M
Investors reported: 70
Minimum accepted: $25K
First sale: Oct 7, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,300,000 → $8,608,297
Reported investors31 → 70
Minimum accepted$86,625 → $25,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 8, 2012	Amendment	$8,608,297	$5,308,297vs Oct 19, 2011	70	SEC filing
Oct 19, 2011	Initial	$3,300,000	No comparison	31	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-167530

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Timothy Sullivan	4505978	Emerson Equity · CRD 130032

Source: Form D, filed Feb 8, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SP PRIVATE INVESTMENTS IX, LLC

Investment adviser: SP INVESTMENTS MANAGEMENT, LLC

Gross asset value: $11.2M
Beneficial owners: 69
ADV minimum commitment: $100K

Reported in Form ADV on Sep 28, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor HARB, LEVY & WEILAND LLP SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 672204 · Sep 28, 2012 · Schedule D 7.B.(1), fund 805-3689715716

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SP Private Investments II, LLC	Sep 9, 2011	$266,000	4
SP Private Investments, IV, LLC	Aug 16, 2011	$11,200,000	94
SP Private Investments VI, LLC	Apr 4, 2012	$14,665,102	99
SP Private Investments VII, LLC	Apr 19, 2012	$6,357,775	57
SP Private Investments VIII, LLC	Oct 25, 2011	$5,804,000	48
SP PRIVATE INVESTMENTS IX, LLC (this fund)	Feb 8, 2012	$8,608,297	70
SP Private Investments X, LLC	Mar 27, 2012	$4,507,146	40
SP Private Investments XI, LLC	Apr 19, 2012	$7,330,000	64
SP Private Investments XII, LLC	Apr 3, 2012	$9,089,939	66
SP Private Investments XIV, LLC	May 11, 2012	$5,062,500	51
SP Private Investments XV, LLC	Apr 12, 2012	$8,400,000	68
SP Private Investments XVI, LLC	Apr 12, 2012	$6,343,470	50

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ryan Stroub	Executive
David Weir	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1150 Bayhill Drive Suite 300
San Bruno, CA, 94066