Investment adviser · CRD 157659

SP INVESTMENTS MANAGEMENT, LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Dec 14, 2020

Regulatory AUM: $9.41M
Client accounts: 1
Employees: 1
Advisory professionals: 0

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$9,407,585	100.0%

Filing source

Form ADV 1473868 · Dec 14, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SP100 SPECIAL OPPORTUNITY FUND LLC - SERIES BPrivate Equity Fund · Last reported Dec 14, 2020$8.83MGross asset value

Fund administrator FTS FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

Fund details & source

Fund ID: 805-2152583012
Reported beneficial owners: 0
Minimum commitment: $25K
Form D file number: 021-352802

Form ADV 1473868 · Dec 14, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SP100 SPECIAL OPPORTUNITY FUND LLC - SERIES APrivate Equity Fund · Last reported Dec 14, 2020$576KGross asset value

Form D fundraising filings

SP100 Special Opportunity Fund, LLC

Fund administrator FTS FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

Fund details & source

Fund ID: 805-3792796678
Reported beneficial owners: 0
Minimum commitment: $15K
Form D file number: 021-234764

Form ADV 1473868 · Dec 14, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SP PRIVATE INVESTMENTS, LLCPrivate Equity Fund · Last reported Sep 28, 2012$39.7MGross asset value

Form D fundraising filings

SP PRIVATE INVESTMENTS, LLC

Auditor HARB, LEVY & WEILAND LLP SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9044193713
Reported beneficial owners: 93
Minimum commitment: $100K
Form D file number: 021-155300

Form ADV 672204 · Sep 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SP PRIVATE INVESTMENTS VI, LLCPrivate Equity Fund · Last reported Sep 28, 2012$16.4MGross asset value

Form D fundraising filings

SP Private Investments VI, LLC

Auditor HARB, LEVY & WEILAND LLP SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2553489159
Reported beneficial owners: 99
Minimum commitment: $100K
Form D file number: 021-166497

Form ADV 672204 · Sep 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SP PRIVATE INVESTMENTS IV, LLCPrivate Equity Fund · Last reported Sep 28, 2012$15.6MGross asset value

Form D fundraising filings

SP Private Investments, IV, LLC

Auditor HARB, LEVY & WEILAND LLP SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-6777145739
Reported beneficial owners: 97
Minimum commitment: $100K
Form D file number: 021-157690

Form ADV 672204 · Sep 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SP PRIVATE INVESTMENTS IX, LLCPrivate Equity Fund · Last reported Sep 28, 2012$11.2MGross asset value

Form D fundraising filings

SP PRIVATE INVESTMENTS IX, LLC

Auditor HARB, LEVY & WEILAND LLP SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-3689715716
Reported beneficial owners: 69
Minimum commitment: $100K
Form D file number: 021-167530

Form ADV 672204 · Sep 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SP PRIVATE INVESTMENTS XII, LLCPrivate Equity Fund · Last reported Sep 28, 2012$11.2MGross asset value

Auditor HARB, LEVY & WEILAND LLP SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-3025520799
Reported beneficial owners: 66
Minimum commitment: $100K

Form ADV 672204 · Sep 28, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 14, 2020. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

555 MONTGOMERY ST., SUITE 1400
SAN FRANCISCO, CA, 94111, United States

CRD 157659

Filing source

Form ADV 1473868 · Dec 14, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.