Form D · Private Equity Fund

SP Private Investments, IV, LLC

San Bruno, CA · CIK 0001517018

Offering snapshot reported Aug 16, 2011 · SEC filing

Reported sold: $11.2M
Investors reported: 94
Minimum accepted: $25K
First sale: Aug 5, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,500,000 → $11,200,000
Reported investors19 → 94

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 16, 2011	Amendment	$11,200,000	$8,700,000vs Mar 31, 2011	94	SEC filing
Mar 31, 2011	Initial	$2,500,000	No comparison	19	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-157690

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Timothy Sullivan	4505978	Emerson Equity · CRD 130032

Source: Form D, filed Aug 16, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SP PRIVATE INVESTMENTS IV, LLC

Investment adviser: SP INVESTMENTS MANAGEMENT, LLC

Gross asset value: $15.6M
Beneficial owners: 97
ADV minimum commitment: $100K

Reported in Form ADV on Sep 28, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor HARB, LEVY & WEILAND LLP SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 672204 · Sep 28, 2012 · Schedule D 7.B.(1), fund 805-6777145739

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SP PRIVATE INVESTMENTS, LLC	Mar 16, 2011	$10,729,137	95
SP Private Investments II, LLC	Sep 9, 2011	$266,000	4
SP Private Investments, IV, LLC (this fund)	Aug 16, 2011	$11,200,000	94
SP Private Investments VI, LLC	Apr 4, 2012	$14,665,102	99
SP Private Investments VII, LLC	Apr 19, 2012	$6,357,775	57
SP Private Investments VIII, LLC	Oct 25, 2011	$5,804,000	48
SP PRIVATE INVESTMENTS IX, LLC	Feb 8, 2012	$8,608,297	70
SP Private Investments X, LLC	Mar 27, 2012	$4,507,146	40
SP Private Investments XI, LLC	Apr 19, 2012	$7,330,000	64
SP Private Investments XII, LLC	Apr 3, 2012	$9,089,939	66
SP Private Investments XIV, LLC	May 11, 2012	$5,062,500	51
SP Private Investments XV, LLC	Apr 12, 2012	$8,400,000	68

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dave Weir	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1250 Bayhill Drive Suite 380
San Bruno, CA, 94066