Form D · Private Equity Fund

Siguler Guff Small Business Credit Opportunities Fund, LP

New York, NY · CIK 0001654329

Offering snapshot reported Mar 2, 2018 · SEC filing

Reported sold
$113M
Indefinite offering
Investors reported
31
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Sep 17, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$56.5M$113MOct 1, 2015: $16,710,000.00Oct 1, 2015Sep 30, 2016: $16,710,000.00Dec 21, 2016: $59,000,000.00Jul 5, 2017: $59,095,000.00Oct 4, 2017: $112,950,000.00Mar 2, 2018: $112,950,000.00Mar 2, 2018: $112,950,000.00Mar 2, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 2, 2018Amendment$112,950,000$0vs Oct 4, 201731SEC filing
Mar 2, 2018Amendment$112,950,000$0vs Mar 2, 201831SEC filing
Oct 4, 2017Amendment$112,950,000$53,855,000vs Jul 5, 201731SEC filing
Jul 5, 2017Amendment$59,095,000$95,000vs Dec 21, 201613SEC filing
Dec 21, 2016Amendment$59,000,000$42,290,000vs Sep 30, 201612SEC filing
Sep 30, 2016Amendment$16,710,000$0vs Oct 1, 20158SEC filing
Oct 1, 2015Initial$16,710,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$775K (estimated)
Finders' fees
$0
Form D file number
021-248576
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH SIGULER GUFF GLOBAL MARKETS LLC. HOWEVER, SIGULER GUFF GLOBAL MARKETS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneEquus Financial Consulting LLC · CRD 131449

Source: Form D, filed Mar 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNTIES FUND, LP

Investment adviser: SIGULER GUFF ADVISERS LLC

Gross asset value
$55.8M
Beneficial owners
27
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Filing source

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-5151708280

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kenneth James Burns Executive
Andrew Joseph Guff Executive
Jay Lee Koh Executive
George William Siguler Executive
N/A Siguler Guff & Company, Lp Promoter
N/A Siguler Guff Sbcof Gp, Llc Executive
Donald Paul Spencer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
825 Third Avenue, 10 Th Floor
New York, NY, 10022