Form D · Private Equity Fund

Siguler Guff Small Business Credit Opportunities Fund II, LP

New York, NY · CIK 0001768753

Offering snapshot reported Apr 3, 2020 · SEC filing

Reported sold
$51.7M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Feb 15, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25.8M$51.7MMar 1, 2019: $48,895,000.00Mar 1, 2019Apr 3, 2020: $51,670,000.00Apr 3, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$48,895,000 → $51,670,000
  • Reported investors11 → 16

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 3, 2020Amendment$51,670,000$2,775,000vs Mar 1, 201916SEC filing
Mar 1, 2019Initial$48,895,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$540K (estimated)
Finders' fees
$0
Form D file number
021-333866

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneEquus Financial Consulting LLC · CRD 131449

Source: Form D, filed Apr 3, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND II, LP

Investment adviser: SIGULER GUFF ADVISERS LLC

Gross asset value
$82.9M
Beneficial owners
23
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, LLP NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

Filing source

Form ADV 2043665 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-9006680968

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kenneth James Burns Executive
Andrew Joseph Guff Executive
George William Siguler Executive
N/A Siguler Guff & Company, Lp Promoter
N/A Siguler Guff Sbcof Ii Mezz Gp, Llc Executive
Donald Paul Spencer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Park Avenue 23rd Floor
New York, NY, 10166