Form D · Private Equity Fund
Siguler Guff Small Business Credit Opportunities Fund III, LP
New York, NY · CIK 0001954268
Offering snapshot reported Jul 24, 2024 · SEC filing
- Reported sold
- $440M Indefinite offering
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 8, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$114,320,000 → $439,560,000
- Reported investors15 → 45
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 24, 2024 | Amendment | $439,560,000 | $325,240,000vs Nov 14, 2023 | 45 | SEC filing |
| Nov 14, 2023 | Amendment | $114,320,000 | $56,610,000vs Nov 17, 2022 | 15 | SEC filing |
| Nov 17, 2022 | Initial | $57,710,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.77M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SIGULER GUFF GLOBAL MARKETS, LLC | 159534 | |
| BNY MELLON SECURITIES CORPORATION | 231 | |
| EQUUS FINANCIAL CONSULTING LLC | 131449 | |
| CERTIOR CAPITAL OY | None | |
| GREENSTONE GROUP FZC | None | |
| BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED | None | |
| NEW END ASSOCIATES LIMITED | None | |
| NOMURA SECURITIES CO., LTD. | None |
Source: Form D, filed Jul 24, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth James Burns | Executive |
| Andrew Joseph Guff | Executive |
| George William Siguler | Executive |
| N/A Siguler Guff & Company, Lp | Promoter |
| N/A Siguler Guff Sbcof Iii Gp, Llc | Promoter |
| Donald Paul Spencer | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10166