Form D · Hedge Fund

RCL Linkem LLC

New York, NY · CIK 0001575031

Offering snapshot reported Apr 7, 2014 · SEC filing

Reported sold: $27.3M
Investors reported: 91
Minimum accepted: $10K
First sale: Dec 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$23,288,727 → $27,285,921
Reported investors89 → 91

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 7, 2014	Amendment	$27,285,921	$3,997,194vs Apr 26, 2013	91	SEC filing
Apr 26, 2013	Initial	$23,288,727	No comparison	89	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-195660

Source: Form D, filed Apr 7, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RCL LINKEM LLC

Investment adviser: COWEN INVESTMENT ADVISORS, LLC

Gross asset value: $13.9M
Beneficial owners: 105
ADV minimum commitment: $10K

Reported in Form ADV on Jun 22, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC NEW YORK, New York, United States

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLC
PCAOB 185

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1770828 · Jun 22, 2023 · Schedule D 7.B.(1), fund 805-8213404207

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
RCL Linkem LLC (this fund)	Apr 7, 2014	$27,285,921	91
RCL Linkem II LLC	Mar 16, 2023	$46,839,340	109

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Ramius Advisors, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Ramius Advisors Llc 599 Lexington Avenue
New York, NY, 10022