Investment adviser · CRD 110806

RAMIUS ADVISORS, LLC

Investment adviser filing (IA)

COWEN INVESTMENT ADVISORS, LLC

NEW YORK, NY, United States · Form ADV filed Jun 22, 2023

Regulatory AUM: $489M
Client accounts: 16
Employees: 31
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	10	$285,219,110	58.4%
Investment companies	2	$182,131,394	37.3%
Other clients	Fewer than 5	$21,228,956	4.3%

Filing source

Form ADV 1770828 · Jun 22, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

44 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RCL LINKEM II LLCHedge Fund · Last reported Jun 22, 2023$73.8MGross asset value

Form D fundraising filings

RCL Linkem II LLC

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC NEW YORK, New York, United States

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian CAPITAL ONE BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLC
PCAOB 185

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

CAPITAL ONE BANK
LEI LKE37K2B8CFZUR7F9816

Fund details & source

Fund ID: 805-5033339385
Reported beneficial owners: 109
Minimum commitment: $10K
Form D file number: 021-207970

Form ADV 1770828 · Jun 22, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RAMIUS MERGER MASTER FUND LTD.Hedge Fund · Last reported Jun 22, 2023$68.7MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC NEW YORK, New York, United States

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian CAPITAL ONE BANK NEW YORK, New York, United States Related to adviser: No

Custodian CITCO BANKING CORPORATION DUBLIN, Ireland Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer FLYING CLOUD SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLC
PCAOB 185

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

CAPITAL ONE BANK
LEI LKE37K2B8CFZUR7F9816

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN SACHS & CO. LLC
SEC 8-129

FLYING CLOUD SECURITIES LLC
CRD 167621 · SEC 8-69270

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8826687570
Reported beneficial owners: 35
Minimum commitment: $1M
Form D file number: 021-196078
Form D file number: 021-206119

Form ADV 1770828 · Jun 22, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RCG OVERSEAS, LTD.Hedge Fund · Last reported Jun 22, 2023$56.2MGross asset value

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian CAPITAL ONE BANK NEW YORK, New York, United States Related to adviser: No

Custodian CITCO BANKING CORPORATION NV CURACAO, Netherlands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 41

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

CAPITAL ONE BANK
LEI LKE37K2B8CFZUR7F9816

CITCO BANKING CORPORATION NV
LEI 549300HEYP0HGEVT8L46

Fund details & source

Fund ID: 805-5324803989
Reported beneficial owners: 16
Minimum commitment: $1M

Form ADV 1770828 · Jun 22, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RAMIUS ENTERPRISE LPHedge Fund · Last reported Jun 22, 2023$49.8MGross asset value

Form D fundraising filings

Ramius Enterprise Ltd

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian CAPITAL ONE BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 41

CAPITAL ONE BANK
LEI LKE37K2B8CFZURF9816

Fund details & source

Fund ID: 805-4986530560
Reported beneficial owners: 31
Minimum commitment: $1M
Form D file number: 021-119734

Form ADV 1770828 · Jun 22, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RAMIUS MULTI-STRATEGY FUND LTD.Hedge Fund · Last reported Jun 22, 2023$49.4MGross asset value

Form D fundraising filings

Ramius Multi-Strategy Fund Ltd

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian CITCO BANKING CORPORATION NV CURACAO, Netherlands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 41

CITCO BANKING CORPORATION NV
LEI 549300HEYP0HGEVT8L46

Fund details & source

Fund ID: 805-8601118228
Reported beneficial owners: 64
Minimum commitment: $1M
Form D file number: 021-128746

Form ADV 1770828 · Jun 22, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RCL LINKEM LLCHedge Fund · Last reported Jun 22, 2023$13.9MGross asset value

Form D fundraising filings

RCL Linkem LLC

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC NEW YORK, New York, United States

Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLC
PCAOB 185

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8213404207
Reported beneficial owners: 105
Minimum commitment: $10K
Form D file number: 021-195660

Form ADV 1770828 · Jun 22, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RAMIUS MULTI-STRATEGY FUND LPHedge Fund · Last reported Jun 22, 2023$8.39MGross asset value

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 41

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3837793576
Reported beneficial owners: 113
Minimum commitment: $100K
Form D file number: 021-88972

Form ADV 1770828 · Jun 22, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 22, 2023. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

599 LEXINGTON AVE., 20TH FLOOR
NEW YORK, NY, 10022, United States

CRD 110806

Filing source

Form ADV 1770828 · Jun 22, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.