Form D · Hedge Fund

RCL Linkem II LLC

New York, NY · CIK 0001594198

Offering snapshot reported Mar 16, 2023 · SEC filing

Reported sold
$46.8M
Indefinite offering
Investors reported
109
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Dec 2, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23.4M$46.8MMar 27, 2015: $4,004,692.00Mar 27, 2015Mar 24, 2016: $16,746,079.00May 22, 2017: $22,069,186.00Apr 26, 2019: $25,816,645.00Apr 22, 2020: $33,082,606.00Mar 29, 2021: $33,082,606.00Mar 21, 2022: $33,082,606.00Mar 16, 2023: $46,839,340.00Mar 16, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$33,082,606 → $46,839,340
  • Reported investors96 → 109

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2023Amendment$46,839,340$13,756,734vs Mar 21, 2022109SEC filing
Mar 21, 2022Amendment$33,082,606$0vs Mar 29, 202196SEC filing
Mar 29, 2021Amendment$33,082,606$0vs Apr 22, 202096SEC filing
Apr 22, 2020Amendment$33,082,606$7,265,961vs Apr 26, 201996SEC filing
Apr 26, 2019Amendment$25,816,645$3,747,459vs May 22, 201795SEC filing
May 22, 2017Amendment$22,069,186$5,323,107vs Mar 24, 201695SEC filing
Mar 24, 2016Amendment$16,746,079$12,741,387vs Mar 27, 201581SEC filing
Mar 27, 2015Initial$4,004,692No comparison70SEC filing
Apr 1, 2014Amendment$1,573,013$0vs Dec 13, 201324SEC filing
Dec 13, 2013Initial$1,573,013No comparison24SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-236811

Source: Form D, filed Mar 16, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RCL LINKEM II LLC

Investment adviser: COWEN INVESTMENT ADVISORS, LLC

Gross asset value
$73.8M
Beneficial owners
109
ADV minimum commitment
$10K

Reported in Form ADV on Jun 22, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLC NEW YORK, New York, United States
Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No
Custodian CAPITAL ONE BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLC
PCAOB 185

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

CAPITAL ONE BANK
LEI LKE37K2B8CFZUR7F9816

Filing source

Form ADV 1770828 · Jun 22, 2023 · Schedule D 7.B.(1), fund 805-5033339385

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Ramius Advisors, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
599 Lexington Avenue 19 Th Floor
New York, NY, 10022