Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account GVA 23

Philadelphia, PA · CIK 0001525482

Offering snapshot reported Jun 5, 2019 · SEC filing

Reported sold
$66.3M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 27, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$33.2M$66.3MJul 11, 2011: $2,700,000.00Jul 11, 2011Apr 4, 2016: $59,428,140.00Apr 4, 2016Jun 5, 2019: $66,327,391.00Jun 5, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$59,428,140 → $66,327,391

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 5, 2019Amendment$66,327,391$6,899,251vs Apr 4, 20165SEC filing
Apr 4, 2016Amendment$59,428,140$56,728,140vs Jul 11, 20115SEC filing
Jul 11, 2011Initial$2,700,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$54.2K
Finders' fees
$0
Form D file number
021-162614
group variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions or finders' fees from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Innovation Partners, LLC146344Gerald R. Nowotny · CRD 1761926

Source: Form D, filed Jun 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph A Fillip Executive
John K Hillman Executive
Kent C Keim Executive
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103