Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account GVA 37

Philadelphia, PA · CIK 0001584291

Offering snapshot reported Jun 5, 2019 · SEC filing

Reported sold
$88.7M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 17, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$44.3M$88.7MJun 30, 2015: $1,000.00Jun 30, 2015Apr 4, 2016: $14,454,679.00Apr 4, 2016Apr 21, 2017: $54,135,808.00Apr 21, 2017Jun 5, 2019: $88,676,997.00Jun 5, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$54,135,808 → $88,676,997

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 5, 2019Amendment$88,676,997$34,541,189vs Apr 21, 20178SEC filing
Apr 21, 2017Amendment$54,135,808$39,681,129vs Apr 4, 20168SEC filing
Apr 4, 2016Amendment$14,454,679$14,453,679vs Jun 30, 20154SEC filing
Jun 30, 2015Initial$1,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$20.6K
Finders' fees
$0
Form D file number
021-242749
group variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions or finders' fees from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Innovation Partners, LLC146344Gerald R. Nowotny · CRD 1761926

Source: Form D, filed Jun 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter
Pflac Philadelphia Financial Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street 54 Th Floor
Philadelphia, PA, 19103