Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account GVA 13
Philadelphia, PA · CIK 0001387842
Offering snapshot reported Jun 7, 2019 · SEC filing
- Reported sold
- $252M Indefinite offering
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jan 16, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$215,888,462 → $251,702,645
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 7, 2019 | Amendment | $251,702,645 | $35,814,183vs Jul 21, 2016 | 11 | SEC filing |
| Jul 21, 2016 | Amendment | $215,888,462 | No comparison | 11 | SEC filing |
| Jan 23, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $164K
- Finders' fees
- $0
- Form D file number
- 021-99317
group variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Innovation Partners, LLC | 146344 | Gerald R. Nowotny · CRD 1761926 |
| Royal Alliance Associates, Inc. | 23131 | Gerald R. Nowotny · CRD 1761926 |
| United Securities Alliance, Inc. | 36487 | Gerald R. Nowotny · CRD 1761926 |
Source: Form D, filed Jun 7, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103