Form D · Other Investment Fund

PennantPark Credit Opportunities Fund III, LP

New York, NY · CIK 0001758141

Offering snapshot reported May 29, 2020 · SEC filing

Reported sold: $64.8M
Investors reported: 23
Minimum accepted: $5M
First sale: Oct 23, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$72,210,000 → $64,837,300
Reported investors4 → 23

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 29, 2020	Amendment	$64,837,300	-$7,372,700vs Nov 6, 2018	23	SEC filing
Nov 6, 2018	Initial	$72,210,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-325186

Source: Form D, filed May 29, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENNANTPARK CREDIT OPPORTUNITIES FUND III, LP

Investment adviser: PENNANTPARK INVESTMENT ADVISERS, LLC

Gross asset value: $111M
Beneficial owners: 37
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

Filing source

Form ADV 2067245 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1286653938

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
PennantPark Credit Opportunities Fund, LP	Aug 7, 2014	$40,000,000	9
PennantPark Credit Opportunities Fund II, LP	May 3, 2017	$106,448,069	15
PennantPark Credit Opportunities Fund III, LP (this fund)	May 29, 2020	$64,837,300	23
PennantPark Credit Opportunities Fund IV, LP	Mar 11, 2024	$97,250,000	20

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jose A. Briones, Jr.	Executive
Aviv Efrat	Executive
Salvatore Giannetti, Iii	Executive
Arthur H. Penn	Executive
N/A Pennant Park Capital Iii, Llc	Executive, Promoter
N/A Pennant Park Investment Advisers, Llc	Promoter
Guy F. Talarico	Executive
P. Whitridge Williams, Jr.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

590 Madison Avenue, 15 Th Floor
New York, NY, 10022