Investment adviser · CRD 143149

PENNANTPARK INVESTMENT ADVISERS, LLC

Investment adviser filing (IA)

MIAMI BEACH, FL, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $6.16B
Client accounts: 15
Employees: 91
Advisory professionals: 30

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Business development companies	2	$4,009,600,675	65.1%
Pooled investment vehicles	12	$2,146,334,056	34.9%
Investment companies	1	Not reported	Not reported

Filing source

Form ADV 2067245 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

20 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PENNANTPARK CREDIT OPPORTUNITIES FUND IV, LPHedge Fund · Last reported Mar 31, 2026$483MGross asset value

Feeder funds

PENNANTPARK CREDIT OPPORTUNITIES FUND IV ERISA, LP
PENNANTPARK CREDIT OPPORTUNITIES FUND IV CAYMAN FEEDER, LP
PENNANTPARK CREDIT OPPORTUNITIES FUND IV, LP

Fund administrator BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

Fund details & source

Fund ID: 805-4247594683
Reported beneficial owners: 34
Minimum commitment: $5M
Form D file number: 021-471134
Form D file number: 021-471157

Form ADV 2067245 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PENNANTPARK SENIOR CREDIT FUND II AGGREGATOR, LPHedge Fund · Last reported Mar 31, 2026$431MGross asset value

Feeder funds

PENNANTPARK SENIOR CREDIT FUND II ERISA LEVERED FEEDER, LP
PENNANTPARK SENIOR CREDIT FUND II LEVERED FEEDER, LP

Fund administrator SEI INVESTMENTS-GLOBAL FUND SERVICES LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

Fund details & source

Fund ID: 805-1510110726
Reported beneficial owners: 34
Minimum commitment: $5M

Form ADV 2067245 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PENNANTPARK SENIOR CREDIT FUND LEVERED, LPHedge Fund · Last reported Mar 31, 2026$426MGross asset value

Feeder funds

PENNANTPARK SENIOR CREDIT FUND CAYMAN LEVERED FEEDER, LP

Fund administrator BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON
PCAOB 248

Fund details & source

Fund ID: 805-2495335193
Reported beneficial owners: 28
Minimum commitment: $10M
Form D file number: 021-1783893
Form D file number: 021-1783979

Form ADV 2067245 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PENNANTPARK SENIOR CREDIT FUND SMA, LPPrivate Equity Fund · Last reported Mar 31, 2026$124MGross asset value

Fund administrator BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON (CAYMAN) GEORGE TOWN, Cayman Islands

Custodian BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON (CAYMAN)
PCAOB 5346

Fund details & source

Fund ID: 805-5161700590
Reported beneficial owners: 1
Minimum commitment: $125M

Form ADV 2067245 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PENNANTPARK CAPITAL LIQUIDITY SOLUTIONS, LPHedge Fund · Last reported Mar 31, 2026$118MGross asset value

Fund administrator SEI INVESTMENTS-GLOBAL FUND SERVICES LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON (CAYMAN) GEORGE TOWN, Cayman Islands

Custodian BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON (CAYMAN)
PCAOB 5346

Fund details & source

Fund ID: 805-5465819911
Reported beneficial owners: 2
Minimum commitment: $15M

Form ADV 2067245 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PENNANTPARK CREDIT OPPORTUNITIES FUND III, LPHedge Fund · Last reported Mar 31, 2026$111MGross asset value

Form D fundraising filings

PennantPark Credit Opportunities Fund III, LP

Feeder funds

PENNANTPARK CREDIT OPPORTUNITIES FUND III FEEDER, LLC

Fund administrator BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

Fund details & source

Fund ID: 805-1286653938
Reported beneficial owners: 37
Minimum commitment: $5M
Form D file number: 021-325186
Form D file number: 021-325190

Form ADV 2067245 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PENNANTPARK SENIOR CREDIT FUND II LUXEMBOURG UNLEVERED MASTER FUND SCSP SICAV-RAIFPrivate Equity Fund · Last reported Mar 31, 2026$96.7MGross asset value

Feeder funds

PENNANTPARK SENIOR CREDIT FUND II LUXEMBOURG UNLEVERED FEEDER FUND SCSP SICAV-RAIF

Fund administrator ALTER DOMUS ALTERNATIVE ASSET FUND ADMINISTRATION S.A R.L. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG S.A. LUXEMBOURG, Luxembourg

Custodian ING LUXEMBOURG S.A. LUXEMBOURG, Luxembourg Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG S.A.
PCAOB 1367

Fund details & source

Fund ID: 805-7926692084
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 2067245 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1691 MICHIGAN AVENUE, SUITE 500
MIAMI BEACH, FL, 33139, United States

CRD 143149

Filing source

Form ADV 2067245 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.