Form D · Other Investment Fund

PennantPark Credit Opportunities Fund II, LP

New York, NY · CIK 0001630869

Offering snapshot reported May 3, 2017 · SEC filing

Reported sold
$106M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 27, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$53.2M$106MJan 28, 2015: $39,504,342.00Jan 28, 2015Jan 28, 2016: $65,498,069.00Jan 28, 2016Jan 25, 2017: $65,498,069.00May 3, 2017: $106,448,069.00May 3, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$65,498,069 → $106,448,069
  • Reported investors10 → 15

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 3, 2017Amendment$106,448,069$40,950,000vs Jan 25, 201715SEC filing
Jan 25, 2017Amendment$65,498,069$0vs Jan 28, 201610SEC filing
Jan 28, 2016Amendment$65,498,069$25,993,727vs Jan 28, 201510SEC filing
Jan 28, 2015Initial$39,504,342No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$15K
Finders' fees
$0
Form D file number
021-233030

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CV Brokerage, Inc.462

Source: Form D, filed May 3, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PENNANTPARK CREDIT OPPORTUNITIES FUND II, LP

Investment adviser: PENNANTPARK INVESTMENT ADVISERS, LLC

Gross asset value
$3.69M
Beneficial owners
18
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Filing source

Form ADV 2067245 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-5832370185

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jose A. Briones, Jr. Executive
Aviv Efrat Executive
Salvatore Giannetti Iii Executive
Arthur H. Penn Executive
N/A Pennant Park Capital, Llc Executive, Promoter
N/A Pennant Park Investment Advisers, Llc Promoter
Guy F. Talarico Executive
P. Whitridge Williams, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
590 Madison Avenue, 15 Th Floor
New York, NY, 10022