Form D · Private Equity Fund
NEW HARBOR CAPITAL FUND, LP
Chicago, IL · CIK 0001579902
Offering snapshot reported Jul 1, 2014 · SEC filing
- Reported sold
- $83.1M Offering amount: $150M
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 26
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 1, 2014 | Amendment | $83,100,000 | No comparison | 26 | SEC filing |
| Jul 1, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-198870
The General Partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. Total amount sold includes amounts sold to the limited partners and the general partner.
Such fees, if any, will only be paid upon the sale of interests to certain investors and such amounts will not be finalized until the final closing of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MORGAN JOSEPH TRIARTISAN LLC | 10948 |
Source: Form D, filed Jul 1, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NEW HARBOR CAPITAL FUND, LP
Investment adviser: NEW HARBOR CAPITAL MANAGEMENT, LP
- Gross asset value
- $5.22M
- Beneficial owners
- 50
- ADV minimum commitment
- $50K
Reported in Form ADV on May 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
Filing source
Form ADV 2108133 · May 26, 2026 · Schedule D 7.B.(1), fund 805-3523599469
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas J. Formolo | Executive, Promoter |
| Edward M. Lhee | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606