Investment adviser · CRD 283319

NEW HARBOR CAPITAL

Investment adviser filing (IA)

NEW HARBOR CAPITAL MANAGEMENT, LP

CHICAGO, IL, United States · Form ADV filed May 26, 2026

Regulatory AUM
$1.09B
Form ADV · Item 5.F
Client accounts
11
Accounts, not individual clients
Employees
18
Reported in this filing
Advisory professionals
15
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles11$1,093,809,996100.0%
Filing source

Form ADV 2108133 · May 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEW HARBOR CAPITAL FUND II, LPPrivate Equity Fund · Last reported May 26, 2026$345MGross asset value

Form D fundraising filings

NEW HARBOR CAPITAL FUND II, LP

Fund administrator APEX GROUP EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-4579879414
Reported beneficial owners
69
Minimum commitment
$50K
Form D file number
021-276350

Form ADV 2108133 · May 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEW HARBOR CAPITAL FUND III, LPPrivate Equity Fund · Last reported May 26, 2026$189MGross asset value

Form D fundraising filings

NEW HARBOR CAPITAL FUND III, LP

Fund administrator APEX GROUP EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-7714859621
Reported beneficial owners
58
Minimum commitment
$0
Form D file number
021-387840

Form ADV 2108133 · May 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEW HARBOR MANATEE FUND-A, LPPrivate Equity Fund · Last reported May 26, 2026$108MGross asset value

Form D fundraising filings

NEW HARBOR MANATEE FUND-A, LP

Fund administrator APEX GROUP EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-7058938766
Reported beneficial owners
4
Minimum commitment
$0
Form D file number
021-509920

Form ADV 2108133 · May 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEW HARBOR CAPITAL FUND III-A, LPPrivate Equity Fund · Last reported May 26, 2026$36MGross asset value

Form D fundraising filings

NEW HARBOR CAPITAL FUND III-A, LP

Fund administrator APEX GROUP EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-4007300284
Reported beneficial owners
9
Minimum commitment
$0
Form D file number
021-387841

Form ADV 2108133 · May 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEW HARBOR CAPITAL FUND II-A, LPPrivate Equity Fund · Last reported May 26, 2026$31.8MGross asset value

Form D fundraising filings

NEW HARBOR CAPITAL FUND II-A, LP

Fund administrator APEX GROUP EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-5247247417
Reported beneficial owners
3
Minimum commitment
$50K
Form D file number
021-276351

Form ADV 2108133 · May 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEW HARBOR MANATEE FUND, LPPrivate Equity Fund · Last reported May 26, 2026$24.9MGross asset value

Form D fundraising filings

NEW HARBOR MANATEE FUND, LP

Fund administrator APEX GROUP EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-5903689881
Reported beneficial owners
14
Minimum commitment
$0
Form D file number
021-509919

Form ADV 2108133 · May 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEW HARBOR CAPITAL FUND, LPPrivate Equity Fund · Last reported May 26, 2026$5.22MGross asset value

Form D fundraising filings

NEW HARBOR CAPITAL FUND, LP

Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-3523599469
Reported beneficial owners
50
Minimum commitment
$50K
Form D file number
021-198870

Form ADV 2108133 · May 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 26, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

500 WEST MADISON STREET, SUITE 2830
CHICAGO, IL, 60661, United States

CRD 283319

Filing source

Form ADV 2108133 · May 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.