Form D · Private Equity Fund

NEW HARBOR CAPITAL FUND III, LP

Chicago, IL · CIK 0001841525

Offering snapshot reported Jan 29, 2021 · SEC filing

Reported sold
Yet to sell
Offering amount: $350M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 29, 2021InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-387840
The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. The total offering amount is distributed between the Issuer and its related parallel fund.

Source: Form D, filed Jan 29, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEW HARBOR CAPITAL FUND III, LP

Investment adviser: NEW HARBOR CAPITAL MANAGEMENT, LP

Gross asset value
$189M
Beneficial owners
58
ADV minimum commitment
$0

Reported in Form ADV on May 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX GROUP EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian BMO BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Filing source

Form ADV 2108133 · May 26, 2026 · Schedule D 7.B.(1), fund 805-7714859621

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas J. Formolo Executive, Promoter
Edward M. Lhee Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
500 West Madison, Suite 2830
Chicago, IL, 60661