Form D · Other Investment Fund

NB SPECIALTY FINANCE FUND LP

New York, NY · CIK 0001758608

Offering snapshot reported Aug 16, 2019 · SEC filing

Reported sold: $53.9M
Investors reported: 8
Minimum accepted: $0
First sale: Oct 29, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$52,500,000 → $53,850,000
Reported investors3 → 8
Minimum accepted$500,000 → $0

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 16, 2019	Amendment	$53,850,000	$1,350,000vs Nov 9, 2018	8	SEC filing
Nov 9, 2018	Initial	$52,500,000	No comparison	3	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $60K (estimated)
Finders' fees: $0
Form D file number: 021-325477

Includes amounts payable in connection with affiliated funds.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Blue Sand Securities LLC	142976

Source: Form D, filed Aug 16, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NB SPECIALTY FINANCE FUND LP

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value: $40.3M
Beneficial owners: 63
ADV minimum commitment: $5M

Reported in Form ADV on Dec 18, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Filing source

Form ADV 1904949 · Dec 18, 2024 · Schedule D 7.B.(1), fund 805-3160497260

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
NB SPECIALTY FINANCE FUND LP (this fund)	Aug 16, 2019	$53,850,000	8
NB Specialty Finance Fund II LP	Apr 30, 2021	Yet to sell	0
NB Specialty Finance Fund III LP	Apr 25, 2024	$465,050,000	21

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Kupperman	Executive
Jeff Majit	Executive
N/A Nb Specialty Finance Associates Lp	Director
N/A Neuberger Berman Investment Advisers Llc	Promoter
Samuel Porat	Executive
Peter Sterling	Executive
Anthony Tutrone	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1290 Avenue Of The Americas 42 Nd Fl
New York, NY, 10104