Form D · Other Investment Fund
NB Specialty Finance Fund III LP
New York, NY · CIK 0001972792
Offering snapshot reported Apr 25, 2024 · SEC filing
- Reported sold
- $465M Indefinite offering
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 14, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 21
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 25, 2024 | Amendment | $465,050,000 | No comparison | 21 | SEC filing |
| Apr 11, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-478504
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Neuberger Berman BD LLC | 2908 | |
| Jefferies LLC | 2347 |
Source: Form D, filed Apr 25, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Kupperman | Executive |
| Jeffrey Majit | Executive |
| Samuel Porat | Executive |
| Peter Sterling | Executive |
| Anthony Tutrone | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1290 Avenue Of The Americas 42 Nd Floor
New York, NY, 10104
New York, NY, 10104