Form D · Private Equity Fund

Mill Road Capital III, L.P.

Greenwich, CT · CIK 0001767199

Offering snapshot reported May 21, 2019 · SEC filing

Reported sold
$223M
Offering amount: $525M
Investors reported
50
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 5, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$112M$223MMar 13, 2019: $183,550,000.00Mar 13, 2019May 21, 2019: $223,000,000.00May 21, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$183,550,000 → $223,000,000
  • Reported investors11 → 50

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 21, 2019Amendment$223,000,000$39,450,000vs Mar 13, 201950SEC filing
Mar 13, 2019Initial$183,550,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$32.8K
Finders' fees
$0
Form D file number
021-334745

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Tactex Asset ManagementNone

Source: Form D, filed May 21, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MILL ROAD CAPITAL III, L.P.

Investment adviser: MILL ROAD CAPITAL MANAGEMENT LLC

Gross asset value
$282M
Beneficial owners
52
ADV minimum commitment
$250K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS & C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP GEORGE TOWN, Cayman Islands
Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 2084487 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7345707304

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Justin C. Jacobs Director, Executive
Thomas E. Lynch Director, Executive
N/A Mill Road Capital Iii Gp Llc Executive
Scott P. Scharfman Director, Executive
Eric Yanagi Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Mill Road Capital Management Llc 382 Greenwich Avenue, Suite One
Greenwich, CT, 06830