Investment adviser · CRD 157095

MILL ROAD CAPITAL

Investment adviser filing (IA)

MILL ROAD CAPITAL MANAGEMENT LLC

GREENWICH, CT, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $754M
Client accounts: 5
Employees: 12
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$753,816,698	100.0%

Filing source

Form ADV 2084487 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MILL ROAD CAPITAL II, L.P.Hedge Fund · Last reported Mar 31, 2026$353MGross asset value

Form D fundraising filings

Mill Road Capital II, L.P.

Fund administrator SS & C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-9996979110
Reported beneficial owners: 77
Minimum commitment: $250K
Form D file number: 021-180255

Form ADV 2084487 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MILL ROAD CAPITAL III, L.P.Hedge Fund · Last reported Mar 31, 2026$282MGross asset value

Form D fundraising filings

Mill Road Capital III, L.P.

Fund administrator SS & C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-7345707304
Reported beneficial owners: 52
Minimum commitment: $250K
Form D file number: 021-334745

Form ADV 2084487 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MRC III AIV, L.P.Other Private Fund · Last reported Mar 31, 2026$65.9MGross asset value

Fund administrator SS & C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-4156122594
Reported beneficial owners: 11
Minimum commitment: $250K

Form ADV 2084487 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MILL ROAD CAPITAL, L.P.Hedge Fund · Last reported Mar 31, 2026$41.2MGross asset value

Fund administrator SS & C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3679078436
Reported beneficial owners: 57
Minimum commitment: $250K
Form D file number: 021-98458

Form ADV 2084487 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MRC III OFFSHORE AIV, L.P.Other Private Fund · Last reported Mar 31, 2026$11.9MGross asset value

Fund administrator SS & C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-2066478601
Reported beneficial owners: 40
Minimum commitment: $250K

Form ADV 2084487 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

334 PEMBERWICK ROAD, 2ND FLOOR
GREENWICH, CT, 06831-4240, United States

CRD 157095

Filing source

Form ADV 2084487 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.