Form D · Private Equity Fund

Mill Road Capital II, L.P.

Greenwich, CT · CIK 0001550729

Offering snapshot reported Dec 16, 2013 · SEC filing

Reported sold
$418M
Offering amount: $525M
Investors reported
70
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 11, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$209M$418MJun 25, 2012: $125,700,000.00Jun 25, 2012Aug 17, 2012: $134,793,652.00Nov 20, 2012: $174,258,893.00Jun 6, 2013: $242,631,579.00Aug 16, 2013: $271,578,947.00Sep 24, 2013: $361,694,737.00Dec 16, 2013: $417,860,000.00Dec 16, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$361,694,737 → $417,860,000
  • Reported investors61 → 70

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 16, 2013Amendment$417,860,000$56,165,263vs Sep 24, 201370SEC filing
Sep 24, 2013Amendment$361,694,737$90,115,790vs Aug 16, 201361SEC filing
Aug 16, 2013Amendment$271,578,947$28,947,368vs Jun 6, 201349SEC filing
Jun 6, 2013Amendment$242,631,579$116,931,579vs Jun 25, 201239SEC filing
Nov 20, 2012Amendment$174,258,893$39,465,241vs Aug 17, 201227SEC filing
Aug 17, 2012Amendment$134,793,652$9,093,652vs Jun 25, 201219SEC filing
Jun 25, 2012Initial$125,700,000No comparison18SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$949K
Form D file number
021-180255

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Triago Americas, Inc.143529
Triago Europe S.A.None
Triago MEA LTDNone
XT Capital Partners, LLC118719

Source: Form D, filed Dec 16, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MILL ROAD CAPITAL II, L.P.

Investment adviser: MILL ROAD CAPITAL MANAGEMENT LLC

Gross asset value
$353M
Beneficial owners
77
ADV minimum commitment
$250K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS & C NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SHORT HILLS, New Jersey, United States
Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 2084487 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9996979110

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mill Road Capital Ii Gp Llc . Executive
Mill Road Capital Management Llc . Promoter
Charles M. B. Goldman Director, Executive, Promoter
Justin C. Jacobs Director, Executive, Promoter
Thomas E. Lynch Director, Executive, Promoter
Scott P. Scharfman Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
382 Greenwich Ave. Suite One
Greenwich, CT, 06830