Form D · Hedge Fund

Neuberger Berman GTAA Fund I LP

New York, NY · CIK 0001372742

Offering snapshot reported Jun 14, 2013 · SEC filing

Reported sold
$24.2M
Indefinite offering
Investors reported
36
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 30, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.1M$24.2MFeb 27, 2009: $19,868,415.00Feb 27, 2009Mar 1, 2010: $19,886,738.00Mar 1, 2010Jan 14, 2011: $20,936,738.00Jan 14, 2011Jul 20, 2011: $24,228,929.00Jun 19, 2012: $24,239,715.00Jun 19, 2012Jun 14, 2013: $24,239,715.00Jun 14, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 14, 2013Amendment$24,239,715$0vs Jun 19, 201236SEC filing
Jun 19, 2012Amendment$24,239,715$10,786vs Jul 20, 201136SEC filing
Jul 20, 2011Amendment$24,228,929$3,292,191vs Jan 14, 201136SEC filing
Jan 14, 2011Amendment$20,936,738$1,050,000vs Mar 1, 201033SEC filing
Mar 1, 2010Amendment$19,886,738$18,323vs Feb 27, 200932SEC filing
Feb 27, 2009Initial$19,868,415No comparisonNot reportedSEC filing
Feb 27, 2009Amendment$19,868,415No comparisonNot reportedSEC filing
Aug 8, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$98.7K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-93791
Responses in Items 13 and 14 are estimates. For Item 11 above, the Issuer reserves the right to accept lesser amounts.
The investment manager may pay brokers in Item 12 a percentage of management fees paid by investors solicited by such brokers. The amount reflects fees paid to date plus estimates of fees to be paid for the next year based on current invested capital.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Neuberger Berman, LLC2908
UBS Financial Services Inc.8174UBS Financial Services Inc. · CRD 8174
Barclays Capital Inc.19714Barclays Capital Inc. · CRD 19714

Source: Form D, filed Jun 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NEUBERGER BERMAN GTAA FUND I L.P.

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Jan 12, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 848301 · Jan 12, 2015 · Schedule D 7.B.(1), fund 805-1525703152

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Amato Director
Bradley Tank Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
605 Third Avenue
New York, NY, 10158