Form D · Hedge Fund
NEUBERGER BERMAN GTAA FUND II, LTD
New York, NY · CIK 0001426338
Offering snapshot reported Jun 14, 2013 · SEC filing
- Reported sold
- $25M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 31, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 14, 2013 | Amendment | $25,000,000 | $0vs Jun 19, 2012 | 1 | SEC filing |
| Jun 19, 2012 | Amendment | $25,000,000 | $0vs Mar 1, 2011 | 1 | SEC filing |
| Mar 1, 2011 | Amendment | $25,000,000 | $0vs Mar 1, 2010 | 1 | SEC filing |
| Mar 1, 2010 | Amendment | $25,000,000 | $0vs Feb 27, 2009 | 1 | SEC filing |
| Feb 27, 2009 | Initial | $25,000,000 | No comparison | Not reported | SEC filing |
| Feb 4, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-114422
Responses in Items 13 and 14 are estimates. For Item 11 above, the Issuer reserves the right to accept lesser amounts.
The investment manager may pay brokers in Item 12 a percentage of management fees paid by investors solicited by such brokers. The amount reflects fees paid to date plus estimates of fees to be paid for the next year based on current invested capital.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NEUBERGER BERMAN LLC | 2908 | |
| BARCLAYS CAPITAL INC. | 19714 |
Source: Form D, filed Jun 14, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NEUBERGER BERMAN GTAA FUND II LTD
Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jan 12, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 848301 · Jan 12, 2015 · Schedule D 7.B.(1), fund 805-8443527367
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph Amato | Director |
| Bradley Tank | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10158