Form D · Hedge Fund

Lapis Municipal Opportunities Fund LP

Moraga, CA · CIK 0001570074

Offering snapshot reported Apr 12, 2013 · SEC filing

Reported sold
$71M
Offering amount: $100M
Investors reported
75
Form D · investor count
Minimum accepted
$2M
Reported outside-investor minimum
First sale
Apr 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2013Initial$71,000,000No comparison75SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194920
The offering is complete.

Source: Form D, filed Apr 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAPIS MUNICIPAL OPPORTUNITIES FUND LP

Investment adviser: LAPIS ADVISERS, LP

Gross asset value
$3.11M
Beneficial owners
75
ADV minimum commitment
$100K

Reported in Form ADV on Mar 27, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MILLENNIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No
Custodian WESTERN INTERNATIONAL SECURITIES, INC. PASADENA, California, United States Related to adviser: No
Prime broker WESTERN INTERNATIONAL SECURITIES, INC. PASADENA, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

WESTERN INTERNATIONAL SECURITIES, INC.
SEC 8-48572

WESTERN INTERNATIONAL SECURITIES, INC.
CRD 39262 · SEC 8-48572

Filing source

Form ADV 1395073 · Mar 27, 2020 · Schedule D 7.B.(1), fund 805-4541589572

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kjerstin Hatch Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Lapis Gp, Llc 1640 School Street
Moraga, CA, 94111