Form D · Other Investment Fund

Lapis Municipal Opportunities Fund IV LP

Larkspur, CA · CIK 0001814339

Offering snapshot reported Nov 30, 2020 · SEC filing

Reported sold
$440M
Offering amount: $440M
Investors reported
380
Form D · investor count
Minimum accepted
$2M
Reported outside-investor minimum
First sale
Oct 31, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$220M$440MNov 13, 2020: $440,000,000.00Nov 13, 2020Nov 30, 2020: $440,000,000.00Nov 30, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 30, 2020Amendment$440,000,000$0vs Nov 13, 2020380SEC filing
Nov 13, 2020Initial$440,000,000No comparison380SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$985K
Finders' fees
$0
Form D file number
021-380478
The Placement Agent will also receive approximately 10% of the incentive fees that would otherwise be payable to the General Partner of the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
TGP SECURITIES INC159008

Source: Form D, filed Nov 30, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAPIS MUNICIPAL OPPORTUNITIES FUND IV LP

Investment adviser: LAPIS ADVISERS, LP

Gross asset value
$296M
Beneficial owners
380
ADV minimum commitment
$50K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian CF SECURED, LLC NEW YORK, New York, United States Related to adviser: No
Custodian HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer TGP SECURITIES, INC. SUMMIT, New Jersey, United States Related to adviser: No
Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

CF SECURED, LLC
SEC 8-69863

J.P. MORGAN SECURITIES LLC
SEC 8-35008

TGP SECURITIES, INC.
CRD 159008 · SEC 8-68955

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Filing source

Form ADV 2082305 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-4796778913

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kjerstin Hatch Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
265 Magnolia Street
Larkspur, CA, 94939