Form D · Other Investment Fund

Lapis Municipal Opportunities Fund II LP

San Francisco, CA · CIK 0001647716

Offering snapshot reported Aug 20, 2015 · SEC filing

Reported sold
$145M
Offering amount: $250M
Investors reported
142
Form D · investor count
Minimum accepted
$200K
Reported outside-investor minimum
First sale
Jun 30, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$72.3M$145MJul 13, 2015: $144,500,000.00Jul 13, 2015Aug 20, 2015: $144,500,000.00Aug 20, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 20, 2015Amendment$144,500,000$0vs Jul 13, 2015142SEC filing
Jul 13, 2015Initial$144,500,000No comparison142SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-243559
The offering is complete.

Source: Form D, filed Aug 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAPIS MUNICIPAL OPPORTUNITIES FUND II LP

Investment adviser: LAPIS ADVISERS, LP

Gross asset value
$26M
Beneficial owners
142
ADV minimum commitment
$200K

Reported in Form ADV on Jun 9, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MILLENNIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No
Custodian WESTERN INTERNATIONAL SECURITIES, INC. PASADENA, California, United States Related to adviser: No
Prime broker WESTERN INTERNATIONAL SECURITIES, INC. PASADENA, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

WESTERN INTERNATIONAL SECURITIES, INC.
SEC 8-48572

WESTERN INTERNATIONAL SECURITIES, INC.
CRD 39262 · SEC 8-48572

Filing source

Form ADV 1546527 · Jun 9, 2021 · Schedule D 7.B.(1), fund 805-5813977665

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kjerstin Hatch Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12 Funston Street Suite A
San Francisco, CA, 94129