Form D · Other Investment Fund

Kotak India Focus Fund II

Port Louis, O4 · CIK 0001496721

Offering snapshot reported Oct 22, 2014 · SEC filing

Reported sold: $4.01M
Investors reported: 14
Minimum accepted: $250K
First sale: Jul 13, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$6,600,000 → $4,012,117

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 22, 2014	Amendment	$4,012,117	-$2,587,883vs Oct 13, 2011	14	SEC filing
Oct 16, 2013	Amendment	$3,105,075	-$3,494,925vs Oct 13, 2011	13	SEC filing
Oct 18, 2012	Amendment	$6,600,000	$0vs Oct 13, 2011	13	SEC filing
Oct 13, 2011	Amendment	$6,600,000	$5,929,523vs Oct 19, 2010	14	SEC filing
Oct 19, 2010	Initial	$670,477	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-149304

Source: Form D, filed Oct 22, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KOTAK INDIA FOCUS FUND II

Investment adviser: KOTAK MAHINDRA (UK) LIMITED

Gross asset value: $25.8M
Beneficial owners: 59
ADV minimum commitment: $250K

Reported in Form ADV on Jul 3, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CIM FUND SERVICES LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG EBENE, Mauritius

Custodian THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED MUMBAI, India Related to adviser: No

Marketer INVESTEC WLL DOHA, Qatar Related to adviser: No

Marketer LIFE INSURANCE CORPORATION INTERNATIONAL B S C (C) MANAMA, Bahrain Related to adviser: No

Marketer STANDARD CHARTERED BANK SINGAPORE, Singapore Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 833157 · Jul 3, 2014 · Schedule D 7.B.(1), fund 805-2640053169

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Kotak India Focus Fund	Oct 19, 2012	$13,817,073	21
Kotak India Focus Fund II (this fund)	Oct 22, 2014	$4,012,117	14

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Riad Aubdool	Director
Deven Coopoosamy	Director
Gijo Joseph	Director
Neeraj Malhotra	Director
Abdool Azize Owasil	Director
Ruchit Puri	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Cim Fund Services Ltd 33 Edith Cavell Street
Port Louis, O4, 742CU001