Investment adviser · CRD 138885

KOTAK MAHINDRA (UK) LIMITED

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Nov 30, 2016

Regulatory AUM: $2.44B
Client accounts: 18
Employees: 37
Advisory professionals: 5

Private funds & service providers

26 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KOTAK INFINITY FUNDOther Private Fund · Last reported Nov 30, 2016$186MGross asset value

Fund administrator CIM FUND SERVICES LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG EBENE, Mauritius

Custodian KOTAK MAHINDRA BANK LIMITED MUMBAI, India Related to adviser: Yes

Marketer ALLIED INVESTMENT PARTNERS PJSC ABU DHABI, United Arab Emirates Related to adviser: No

Marketer FRIENDS PROVIDENT INTERNATIONAL LTD CASTLETOWN, Isle of Man Related to adviser: No

Marketer HDFC BANK LIMITED MANAMA, Bahrain Related to adviser: No

Marketer INSIGHT MANAGEMENT CONSULTANT FZ-LLC RAS AL-KHAIMAH, United Arab Emirates Related to adviser: No

Marketer INVESTEC WLL DOHA, Qatar Related to adviser: No

Marketer STANDARD CHARTERED BANK SINGAPORE, Singapore Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-3819753873
Reported beneficial owners: 15
Minimum commitment: $10K

Form ADV 1053758 · Nov 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

K FIXED INCOME OPPORTUNITIES FUNDOther Private Fund · Last reported Nov 30, 2016$150MGross asset value

Fund administrator CIM FUND SERVICES LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG EBENE, Mauritius

Custodian THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED MUMBAI, India Related to adviser: No

Marketer ALLFUNDS BANK, S.A. MADRID, Spain Related to adviser: No

Marketer AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED SINGAPORE, Singapore Related to adviser: No

Marketer BANK OF BAHRAIN AND KUWAIT MANAMA, Bahrain Related to adviser: No

Marketer BANK OF SINGAPORE LIMITED SINGAPORE, Singapore Related to adviser: No

Marketer BARCLAYS BANK PLC, SINGAPORE BRANCH SINGAPORE, Singapore Related to adviser: No

Marketer BSI BANK LIMITED SINGAPORE, Singapore Related to adviser: No

Marketer COUTTS LONDON, United Kingdom Related to adviser: No

Marketer HP WEALTH MANAGEMENT (S) PTE LTD SINGAPORE, Singapore Related to adviser: No

Marketer ICICI BANK SINGAPORE PTE SINGAPORE, Singapore Related to adviser: No

Marketer INTERNATIONAL FUND SERVICES & ASSET MANAGEMENT S.A.(IFSAM) LUXEMBOURG, Luxembourg Related to adviser: No

Marketer JULIUS BAER ZURICH, Switzerland Related to adviser: No

Marketer KNYSNA ADVISORY TEL AVIV, Israel Related to adviser: No

Marketer LOMBARD ODIER AND CIE GENEVA, Switzerland Related to adviser: No

Marketer OLD MUTUAL WEALT LIFE INSURANCE LIMITED SOUTHAMPTON, United Kingdom Related to adviser: No

Marketer OMAN ARAB BANK SAOC MUSCAT, Oman Related to adviser: No

Marketer PICTET & CIE GENEVA, Switzerland Related to adviser: No

Marketer RANK HOLDING DUBAI, United Arab Emirates Related to adviser: No

Marketer SG HAMBROS PARIS, France Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-1577866084
Reported beneficial owners: 56
Minimum commitment: $100K

Form ADV 1053758 · Nov 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

K - OPPORTUNITIES FUND SPC - KOTAK ADVANTAGE FUND IOther Private Fund · Last reported Nov 30, 2016$73.6MGross asset value

Fund administrator CIM FUND SERVICES LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian STANDARD CHARTERED BANK SINGAPORE, Singapore Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3730037981
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1053758 · Nov 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL INVESTMENT OPPORTUNITIES FUND LIMITEDOther Private Fund · Last reported Nov 30, 2016$39.8MGross asset value

Fund administrator CIM FUND SERVICES LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON EBENE, Mauritius

Custodian THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED MUMBAI, India Related to adviser: No

Marketer ABU DHABI COMMERCIAL BANK ABU DHABI, United Arab Emirates Related to adviser: No

Marketer ALLIED INVESTMEMT PARTNERS PJSC ABU DHABI, United Arab Emirates Related to adviser: No

Marketer BANK OF BAHRAIN AND KUWAIT MANAMA, Bahrain Related to adviser: No

Marketer BANK OF MUSCAT MUSCAT, Oman Related to adviser: No

Marketer BNP PARIBAS SINGAPORE SINGAPORE, Singapore Related to adviser: No

Marketer BORDIER & CIE GENEVA, Switzerland Related to adviser: No

Marketer COMMERCIAL BANK OF QATAR (QSC) DOHA, Qatar Related to adviser: No

Marketer COUTTS LONDON, United Kingdom Related to adviser: No

Marketer EFG BANK ZURICH, Switzerland Related to adviser: No

Marketer E S BANKERS DUBAI, United Arab Emirates Related to adviser: No

Marketer FRIENDS PROVIDENT INTERNATIONAL LTD CASTLE TOWN, Isle of Man Related to adviser: No

Marketer HDFC BANK LIMITED MANAMA, Bahrain Related to adviser: No

Marketer ICICI BANK SINGAPORE PTE SINGAPOPRE, Singapore Related to adviser: No

Marketer IFAST FINANCIAL PTE LTD SINGAPORE, Singapore Related to adviser: No

Marketer ING ASIA PVT BANK SINGAPORE SINGAPORE, Singapore Related to adviser: No

Marketer INSIGHT MANAGEMENT CONSULTANT FZ-LLC RAS AL-KHAIMAH, United Arab Emirates Related to adviser: No

Marketer INVESTEC WLL DOHA, Qatar Related to adviser: No

Marketer JULIUS BAER ZURICH, Switzerland Related to adviser: No

Marketer LIFE INSURANCE CORPORATION (INTERNATIONAL) B.S.C.(C) MANAMA, Bahrain Related to adviser: No

Marketer LOMBARD ODIER DARIER HENTSCH & CIE GENEVA, Switzerland Related to adviser: No

Marketer NATIONAL BANK OF DUBAI DUBAI, United Arab Emirates Related to adviser: No

Marketer NJ GLOBAL INVESTMENT LTD PORT LOUIS, Mauritius Related to adviser: No

Marketer OLD MUTUAL WEALTH LIFE ASSURANCE LTD SOUTHAMPTON, United Kingdom Related to adviser: No

Marketer PICTET & CIE GENEVA, Switzerland Related to adviser: No

Marketer RAK BANK RAS AL-KHAIMAH, United Arab Emirates Related to adviser: No

Marketer RANK HOLDING DUBAI, United Arab Emirates Related to adviser: No

Marketer SG HAMBROS PARIS, France Related to adviser: No

Marketer STANDARD CHARTERED BANK SINGAPORE, Singapore Related to adviser: No

Marketer UBS AG ZURICH, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-5048909352
Reported beneficial owners: 156
Minimum commitment: $500
Form D file number: 021-1261182

Form ADV 1053758 · Nov 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

K - OPPORTUNITIES FUND SPC - KOTAK ADVANTAGE FUND IIOther Private Fund · Last reported Nov 30, 2016$39MGross asset value

Fund administrator CIM FUND SERVICES LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian STANDARD CHARTERED BANK SINGAPORE, Singapore Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3690754232
Reported beneficial owners: 31
Minimum commitment: $250K

Form ADV 1053758 · Nov 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KOTAK INVESTMENT OPPORTUNITIES FUND LIMITEDOther Private Fund · Last reported Nov 30, 2016$14.3MGross asset value

Fund administrator CIM FUND SERVICES LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON EBENE, Mauritius

Custodian THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED MUMBAI, India Related to adviser: No

Marketer ABU DHABI COMMERCIAL BANK ABU DHABI, United Arab Emirates Related to adviser: No

Marketer ALLIED INVESTMENT PARTNERS PJSC ABU DHABI, United Arab Emirates Related to adviser: No

Marketer BANK OF MUSCAT MUSCAT, Oman Related to adviser: No

Marketer BNP PARIBAS SINGAPORE SINGAPORE, Singapore Related to adviser: No

Marketer EFG BANK ZURICH, Switzerland Related to adviser: No

Marketer FRIENDS PROVIDENT INTERNATIONAL LTD CASTLETOWN, Isle of Man Related to adviser: No

Marketer HABIB BANK AG ZURICH ZURICH, Switzerland Related to adviser: No