Form D · Other Investment Fund

Kotak India Focus Fund

Ebene, O4 · CIK 0001498356

Offering snapshot reported Oct 19, 2012 · SEC filing

Reported sold: $13.8M
Investors reported: 21
Minimum accepted: $0
First sale: Feb 21, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$13,000,000 → $13,817,073
Reported investors16 → 21

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 19, 2012	Amendment	$13,817,073	$817,073vs Oct 17, 2011	21	SEC filing
Oct 17, 2011	Amendment	$13,000,000	-$161,868vs Oct 19, 2010	16	SEC filing
Oct 19, 2010	Initial	$13,161,868	No comparison	21	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-149300

Source: Form D, filed Oct 19, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KOTAK INDIA FOCUS FUND

Investment adviser: KOTAK MAHINDRA (UK) LIMITED

Gross asset value: $22.1M
Beneficial owners: 85
ADV minimum commitment: $100K

Reported in Form ADV on Jun 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DTOS LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG EBENE, Mauritius

Custodian THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED MUMBAI, India Related to adviser: No

Marketer ALLIED INVESTMENT PARTNERS PJSC ABU DHABI, United Arab Emirates Related to adviser: No

Marketer INSIGHT MANAGEMENT CONSULTANT FZ-LLC RAS AL KHAIMAH, United Arab Emirates Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 744462 · Jun 28, 2013 · Schedule D 7.B.(1), fund 805-8001324033

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Kotak India Focus Fund (this fund)	Oct 19, 2012	$13,817,073	21
Kotak India Focus Fund II	Oct 22, 2014	$4,012,117	14

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Sow Man Ah Yuk Shing	Director
Sow Man Ah Yuk Shing	Director
Lina How Ah Chong	Director
Louis Didier Merle	Director
Ruchit Puri	Director
Eric Alain Venpin	Director
Jimmy Wong Yuen Tien	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10 Th Floor, Raffles Tower 19 Cybercity
Ebene, O4, 00000