Form D · Other Investment Fund

Keystone Private Market Opportunities VI, L.P.

San Ramon, CA · CIK 0001590297

Offering snapshot reported Dec 31, 2014 · SEC filing

Reported sold
$42.8M
Offering amount: $150M
Investors reported
98
Form D · investor count
Minimum accepted
$35K
Reported outside-investor minimum
First sale
Oct 21, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$28.7M$57.4MNov 4, 2013: $5,400,000.00Nov 4, 2013Nov 20, 2013: $16,150,000.00Jan 22, 2014: $33,575,000.00Mar 6, 2014: $38,725,000.00Jun 6, 2014: $57,385,000.00Dec 9, 2014: $38,750,000.00Dec 31, 2014: $42,750,000.00Dec 31, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$57,385,000 → $42,750,000
  • Reported investors138 → 98
  • Minimum accepted$50,000 → $35,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 31, 2014Amendment$42,750,000-$14,635,000vs Jun 6, 201498SEC filing
Dec 9, 2014Amendment$38,750,000-$18,635,000vs Jun 6, 201488SEC filing
Jun 6, 2014Amendment$57,385,000$18,660,000vs Mar 6, 2014138SEC filing
Mar 6, 2014Amendment$38,725,000$5,150,000vs Jan 22, 201496SEC filing
Jan 22, 2014Amendment$33,575,000$17,425,000vs Nov 20, 201377SEC filing
Nov 20, 2013Amendment$16,150,000$10,750,000vs Nov 4, 201327SEC filing
Nov 4, 2013Initial$5,400,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$500K (estimated)
Finders' fees
$0
Form D file number
021-205719

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sunbelt Securities, Inc.42180
Mount Yale Securities, LLC126870
Cambridge Investment Research, Inc.39543
Orchard Securities, LLC133378

Source: Form D, filed Dec 31, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KEYSTONE PRIVATE MARKET OPPORTUNITIES VI, L.P.

Investment adviser: KEYSTONE NATIONAL GROUP, LLC

Gross asset value
$5.97M
Beneficial owners
99
ADV minimum commitment
$250K

Reported in Form ADV on Mar 23, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VMS FUND ADMINISTRATION PRINCETON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP SAN FRANCISCO, California, United States
Custodian WELLS FARGO BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer ARETE WEALTH MANAGEMENT, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No
Marketer CETERA ADVISOR NETWORKS LLC EL SEGUNDO, California, United States Related to adviser: No
Marketer CREWE CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No
Marketer SUNBELT SECURITIES HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG, LLP
PCAOB 185

ARETE WEALTH MANAGEMENT, LLC
CRD 44856 · SEC 8-50854

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

CETERA ADVISOR NETWORKS LLC
CRD 13572 · SEC 801-47342

CREWE CAPITAL, LLC
CRD 152527 · SEC 8-68460

SUNBELT SECURITIES
CRD 42180 · SEC 801-71479

Filing source

Form ADV 1496386 · Mar 23, 2021 · Schedule D 7.B.(1), fund 805-1041483733

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Earl Executive, Promoter
Brandon Nielson Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5000 Executive Parkway Suite 445
San Ramon, CA, 94583