Form D · Other Investment Fund

Keystone Private Market Opportunities V, L.P.

San Ramon, CA · CIK 0001544983

Offering snapshot reported Feb 12, 2013 · SEC filing

Reported sold: $29.5M
Investors reported: 74
Minimum accepted: $49K
First sale: Mar 9, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$23,403,034 → $29,473,034
Reported investors56 → 74

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 12, 2013	Amendment	$29,473,034	$6,070,000vs Nov 21, 2012	74	SEC filing
Nov 21, 2012	Amendment	$23,403,034	-$25,934,524vs Nov 15, 2012	56	SEC filing
Nov 15, 2012	Amendment	$49,337,558	$25,003,034vs May 31, 2012	125	SEC filing
May 31, 2012	Amendment	$24,334,524	$17,150,000vs Mar 21, 2012	55	SEC filing
Apr 24, 2012	Amendment	$12,134,524	$4,950,000vs Mar 21, 2012	29	SEC filing
Mar 21, 2012	Initial	$7,184,524	No comparison	12	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $300K (estimated)
Finders' fees: $0
Form D file number: 021-175294

The total offering amount is is a joint cap with Keystone Private Market Opportunities V (Q), L.P.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
MOUNT YALE SECURITIES, LLC	126870
CAMBRIDGE INVESTMENT RESEARCH, INC.	39543
SUNBELT SECURITIES, INC.	42180
FLORIDA ATLANTIC SECURITIES CORP.	43272

Source: Form D, filed Feb 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KEYSTONE PRIVATE MARKET OPPORTUNITIES V, LP

Investment adviser: KEYSTONE NATIONAL GROUP, LLC

Gross asset value: $4.51M
Beneficial owners: 96
ADV minimum commitment: $250K

Reported in Form ADV on Mar 23, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VMS FUND ADMINISTRATION PRINCETON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP SAN FRANCISCO, California, United States

Custodian WELLS FARGO BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer ARETE WEALTH MANAGEMENT, LLC CHICAGO, Illinois, United States Related to adviser: No

Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No

Marketer CETERA ADVISOR NETWORKS LLC EL SEGUNDO, California, United States Related to adviser: No

Marketer CREWE CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No

Marketer DFPG INVESTMENTS, LLC SOUTH JORDAN, Utah, United States Related to adviser: No

Marketer FIRST ALLIED SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No

Marketer FLORIDA ATLANTIC SECURITIES CORP. MIAMI, Florida, United States Related to adviser: No

Marketer IBN FINANCIAL SERVICES, INC LIVERPOOL, New York, United States Related to adviser: No

Marketer LINCOLN FINANCIAL ADVISORS CORPORATION FORT WAYNE, Indiana, United States Related to adviser: No

Marketer REVA CAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No

Marketer SUNBELT SECURITIES HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

ARETE WEALTH MANAGEMENT, LLC
CRD 44856 · SEC 8-50854

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

CETERA ADVISOR NETWORKS LLC
CRD 13572 · SEC 801-47342

CREWE CAPITAL, LLC
CRD 152527 · SEC 8-68460

DFPG INVESTMENTS, LLC
CRD 155576 · SEC 801-107896

FIRST ALLIED SECURITIES, INC.
CRD 32444 · SEC 8-46167

FLORIDA ATLANTIC SECURITIES CORP.
CRD 43272

IBN FINANCIAL SERVICES, INC
CRD 42360 · SEC 801-111848

LINCOLN FINANCIAL ADVISORS CORPORATION
CRD 3978 · SEC 801-42530

REVA CAPITAL MARKETS LLC
CRD 105791 · SEC 8-52985

SUNBELT SECURITIES
CRD 42180 · SEC 801-71479

Filing source

Form ADV 1496386 · Mar 23, 2021 · Schedule D 7.B.(1), fund 805-1306987888

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Keystone Private Market Opportunities III, L.P.	Apr 18, 2011	$39,600,000	97
KEYSTONE PRIVATE MARKET OPPORTUNITIES IV, L.P.	Nov 22, 2011	$30,475,000	88
Keystone Private Market Opportunities V, L.P. (this fund)	Feb 12, 2013	$29,473,034	74
Keystone Private Market Opportunities VI, L.P.	Dec 31, 2014	$42,750,000	98
Keystone Private Market Opportunities IX, L.P.	Sep 19, 2019	$40,303,500	84

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John W. Earl	Executive, Promoter
Brandon Nielson	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5000 Executive Parkway Suite 445
San Ramon, CA, 94583