Form D · Venture Capital Fund

Keystone Private Market Opportunities III, L.P.

San Ramon, CA · CIK 0001504822

Offering snapshot reported Apr 18, 2011 · SEC filing

Reported sold: $39.6M
Investors reported: 97
Minimum accepted: $250K
First sale: Nov 10, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$21,950,000 → $39,600,000
Reported investors59 → 97

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 18, 2011	Amendment	$39,600,000	$17,650,000vs Nov 24, 2010	97	SEC filing
Nov 24, 2010	Initial	$21,950,000	No comparison	59	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $100K (estimated)
Finders' fees: $0
Form D file number: 021-150983

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Brent Cochran	2361173	Cambridge Investment Research Inc. · CRD 39543
David Russon	1194052	Cambridge Investment Research Inc. · CRD 39543
David Rhett Jepson	2992473	Cambridge Investment Research Inc. · CRD 39543
Jimmy D. Mullins	2325029	Cambridge Investment Research Inc. · CRD 39543
William Tinsler	3190204	Cambridge Investment Research Inc. · CRD 39543
Gary Augustine	1979841	Cambridge Investment Research Inc. · CRD 39543

Source: Form D, filed Apr 18, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Keystone Private Market Opportunities III, L.P. (this fund)	Apr 18, 2011	$39,600,000	97
KEYSTONE PRIVATE MARKET OPPORTUNITIES IV, L.P.	Nov 22, 2011	$30,475,000	88
Keystone Private Market Opportunities V, L.P.	Feb 12, 2013	$29,473,034	74
Keystone Private Market Opportunities VI, L.P.	Dec 31, 2014	$42,750,000	98
Keystone Private Market Opportunities IX, L.P.	Sep 19, 2019	$40,303,500	84

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Earl	Executive, Promoter
Brandon Nielson	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5000 Executive Parkway, Suite 445
San Ramon, CA, 94583