Form D · Private Equity Fund

ICQ Investments 5, LP

San Francisco, CA · CIK 0001564464

Offering snapshot reported Sep 12, 2013 · SEC filing

Reported sold
$25M
Offering amount: $25M
Investors reported
133
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Nov 30, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.5M$25MDec 12, 2012: $25,000,000.00Dec 12, 2012Mar 26, 2013: $25,000,000.00Mar 26, 2013Sep 12, 2013: $25,000,000.00Sep 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2013Amendment$25,000,000$0vs Mar 26, 2013133SEC filing
Mar 26, 2013Amendment$25,000,000$0vs Dec 12, 2012133SEC filing
Dec 12, 2012Initial$25,000,000No comparison133SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-188264

Source: Form D, filed Sep 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICQ INVESTMENTS 5, LP

Investment adviser: ICONIQ CAPITAL, LLC

Gross asset value
$0
Beneficial owners
134
ADV minimum commitment
$5K

Reported in Form ADV on Nov 19, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT SAN FRANCISCO, California, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor KPMG SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Filing source

Form ADV 1466903 · Nov 19, 2020 · Schedule D 7.B.(1), fund 805-5913025548

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Divesh Makan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
394 Pacific Ave. 2 Nd Floor
San Francisco, CA, 94111