Investment adviser · CRD 159198

ICONIQ CAPITAL, LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Aug 12, 2026

Regulatory AUM: $118B
Client accounts: 1,651
Employees: 513
Advisory professionals: 158

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	353	$82,645,524,930	70.3%
Charities	113	$24,109,324,771	20.5%
High-net-worth individuals	380	$10,772,012,501	9.2%
Individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Retirement plans	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%
Corporations & businesses	Fewer than 5	$0	0.0%
Other clients	Fewer than 5	$0	0.0%

Filing source

Form ADV 2125159 · Aug 12, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

ICONIQ STRATEGIC PARTNERS VII-B, L.P.Private Equity Fund · Last reported Aug 12, 2026$5.56BGross asset value

Form D fundraising filings

ICONIQ Strategic Partners VII-B, L.P.

Fund administrator SEI GLOBAL FUND SERVICES OAKS, Pennsylvania, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian CITIBANK, N.A. DALLAS, Texas, United States Related to adviser: No

Custodian RAYMOND JAMES & ASSOCIATES, INC. SAINT PETERSBURG, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source

Fund ID: 805-3668969159
Reported beneficial owners: 306
Minimum commitment: $0
Form D file number: 021-443735

Form ADV 2125159 · Aug 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ICONIQ STRATEGIC PARTNERS VII CO-INVEST, L.P. (SERIES A)Private Equity Fund · Last reported Aug 12, 2026$3.45BGross asset value

Form D fundraising filings

ICONIQ Strategic Partners VII Co-Invest, L.P. (Series A)

Fund administrator SEI GLOBAL FUND SERVICES OAKS, Pennsylvania, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-5690307003
Reported beneficial owners: 408
Minimum commitment: $0
Form D file number: 021-554109

Form ADV 2125159 · Aug 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIXED INCOME PLUS PORTFOLIO LPPrivate Equity Fund · Last reported Aug 12, 2026$3.16BGross asset value

Form D fundraising filings

Fixed Income Plus Portfolio LP

Feeder funds

FIXED INCOME PLUS FEEDER PORTFOLIO LP

Fund administrator CITCO FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-4770437573
Reported beneficial owners: 164
Minimum commitment: $0
Form D file number: 021-486989

Form ADV 2125159 · Aug 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ICONIQ STRATEGIC PARTNERS VI-B, L.P.Private Equity Fund · Last reported Aug 12, 2026$3BGross asset value

Form D fundraising filings

ICONIQ Strategic Partners VI-B, L.P.

Fund administrator SEI GLOBAL FUND SERVICES OAKS, Pennsylvania, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian RAYMOND JAMES & ASSOCIATES, INC. SAINT PETERSBURG, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source

Fund ID: 805-5514829961
Reported beneficial owners: 364
Minimum commitment: $10K
Form D file number: 021-401165

Form ADV 2125159 · Aug 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CHESTNUT ASSET ADMINISTRATION LPOther Private Fund · Last reported Aug 12, 2026$2.49BGross asset value

Fund administrator CITCO FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian RBC SECURITIES, INC LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

RBC SECURITIES, INC
SEC 8-52265

Fund details & source

Fund ID: 805-4893645228
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 2125159 · Aug 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMERGING MARKETS PORTFOLIO, L.P.Private Equity Fund · Last reported Aug 12, 2026$2.34BGross asset value

Form D fundraising filings

Emerging Markets Portfolio LP

Fund administrator CITCO FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-8623033848
Reported beneficial owners: 285
Minimum commitment: $25K
Form D file number: 021-358807

Form ADV 2125159 · Aug 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ICONIQ STRATEGIC PARTNERS VII, L.P.Private Equity Fund · Last reported Aug 12, 2026$2.24BGross asset value

Form D fundraising filings

ICONIQ Strategic Partners VII, L.P.

Fund administrator SEI GLOBAL FUND SERVICES OAKS, Pennsylvania, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian CITIBANK, N.A. DALLAS, Texas, United States Related to adviser: No

Custodian RAYMOND JAMES & ASSOCIATES, INC. SAINT PETERSBURG, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source

Fund ID: 805-2345235356
Reported beneficial owners: 489
Minimum commitment: $0
Form D file number: 021-443733

Form ADV 2125159 · Aug 12, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 12, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

50 BEALE ST., STE 2300
SAN FRANCISCO, CA, 94105, United States

CRD 159198

Filing source

Form ADV 2125159 · Aug 12, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.