Form D · Private Equity Fund

ICQ Investments 3, LP

San Francisco, CA · CIK 0001545791

Offering snapshot reported Sep 12, 2013 · SEC filing

Reported sold
$300K
Offering amount: $300K
Investors reported
10
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Mar 20, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$150K$300KMar 28, 2012: $40,000.00Mar 28, 2012Apr 12, 2012: $300,000.00Sep 12, 2013: $300,000.00Sep 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2013Amendment$300,000$0vs Apr 12, 201210SEC filing
Apr 12, 2012Amendment$300,000$260,000vs Mar 28, 201210SEC filing
Mar 28, 2012Initial$40,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-175746
The issuer is no longer offering interests in the fund and the offering has now closed.

Source: Form D, filed Sep 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICQ INVESTMENTS 3, LP

Investment adviser: ICONIQ CAPITAL, LLC

Gross asset value
$300K
Beneficial owners
10
ADV minimum commitment
$10K

Reported in Form ADV on Dec 16, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ROTHSTEIN KASS SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 772433 · Dec 16, 2013 · Schedule D 7.B.(1), fund 805-4193578849

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Divesh Makan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
394 Pacific Ave. 2 Nd Floor
San Francisco, CA, 94111