Form D · Other Investment Fund

ICONIQ Access 3, LP

San Francisco, CA · CIK 0001571040

Offering snapshot reported Dec 24, 2015 · SEC filing

Reported sold: $103M
Investors reported: 84
Minimum accepted: $50K
First sale: Feb 28, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$90,020,000 → $103,170,000
Reported investors74 → 84
Minimum accepted$10,000 → $50,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 24, 2015	Amendment	$103,170,000	$13,150,000vs Jan 7, 2015	84	SEC filing
Jan 7, 2015	Amendment	$90,020,000	$33,395,000vs Jan 3, 2014	74	SEC filing
Jan 3, 2014	Amendment	$56,625,000	$0vs Jan 3, 2014	52	SEC filing
Jan 3, 2014	Amendment	$56,625,000	$40,275,000vs Sep 12, 2013	52	SEC filing
Sep 12, 2013	Amendment	$16,350,000	$0vs Mar 26, 2013	16	SEC filing
Mar 26, 2013	Amendment	$16,350,000	$0vs Mar 7, 2013	16	SEC filing
Mar 7, 2013	Initial	$16,350,000	No comparison	16	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-192857

Source: Form D, filed Dec 24, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICONIQ ACCESS 3, LP

Investment adviser: ICONIQ CAPITAL, LLC

Gross asset value: $108K
Beneficial owners: 0
ADV minimum commitment: $50K

Reported in Form ADV on Nov 19, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATA FUND SOLUTIONS LLC SALT LAKE CITY, Utah, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1466903 · Nov 19, 2020 · Schedule D 7.B.(1), fund 805-5333030913

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ICONIQ Access 1, LP	Nov 10, 2014	$10,000,000	18
ICONIQ Access 2, LP	Nov 10, 2014	$23,700,000	20
ICONIQ Access 3, LP (this fund)	Dec 24, 2015	$103,170,000	84
ICONIQ Access 4, LP	Jan 28, 2016	$56,205,000	92
ICONIQ Access 5, LP	Nov 10, 2014	$27,750,000	52
ICONIQ Access 6, LP	Sep 28, 2016	$38,325,000	19
ICONIQ Access 7, LP	Jan 5, 2016	$85,615,000	126
ICONIQ Access 8, LP	Jan 5, 2016	$106,540,000	123
ICONIQ Access 9, LP	Jan 21, 2015	$113,560,000	123
ICONIQ Access 10, LP	Dec 14, 2016	$104,548,000	113
ICONIQ Access 11, LP	Nov 10, 2014	$96,150,000	75
ICONIQ Access 12, LP	Dec 14, 2016	$241,960,000	186

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Icq Management, Llc	Executive
Iconiq Capital, Llc	Executive
Divesh Makan	Executive
Divesh Makan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

394 Pacific Ave. 2 Nd Floor
San Francisco, CA, 94111