Form D · Other Investment Fund

ICONIQ Access 1, LP

San Francisco, CA · CIK 0001564188

Offering snapshot reported Nov 10, 2014 · SEC filing

Reported sold: $10M
Investors reported: 18
Minimum accepted: $250K
First sale: Dec 31, 2012

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 18
Minimum accepted$10,000 → $250,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 10, 2014	Amendment	$10,000,000	No comparison	18	SEC filing
Sep 12, 2013	Amendment	Yet to sell	No comparison	0	SEC filing
Mar 26, 2013	Amendment	Yet to sell	No comparison	0	SEC filing
Dec 21, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-188878

Source: Form D, filed Nov 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICONIQ ACCESS 1, LP

Investment adviser: ICONIQ CAPITAL, LLC

Gross asset value: $7.96K
Beneficial owners: 0
ADV minimum commitment: $0

Reported in Form ADV on Aug 25, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTER DOMUS SALT LAKE CITY, Utah, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1666826 · Aug 25, 2022 · Schedule D 7.B.(1), fund 805-6484743796

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ICONIQ Access 1, LP (this fund)	Nov 10, 2014	$10,000,000	18
ICONIQ Access 2, LP	Nov 10, 2014	$23,700,000	20
ICONIQ Access 3, LP	Dec 24, 2015	$103,170,000	84
ICONIQ Access 4, LP	Jan 28, 2016	$56,205,000	92
ICONIQ Access 5, LP	Nov 10, 2014	$27,750,000	52
ICONIQ Access 6, LP	Sep 28, 2016	$38,325,000	19
ICONIQ Access 7, LP	Jan 5, 2016	$85,615,000	126
ICONIQ Access 8, LP	Jan 5, 2016	$106,540,000	123
ICONIQ Access 9, LP	Jan 21, 2015	$113,560,000	123
ICONIQ Access 10, LP	Dec 14, 2016	$104,548,000	113
ICONIQ Access 11, LP	Nov 10, 2014	$96,150,000	75
ICONIQ Access 12, LP	Dec 14, 2016	$241,960,000	186

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Iconiq Capital, Llc	Executive
Divesh Makan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

394 Pacific Ave. 2 Nd Floor
San Francisco, CA, 94111