Form D · Other Investment Fund

ICONIQ Access 21, LP

San Francisco, CA · CIK 0001593975

Offering snapshot reported Jan 19, 2017 · SEC filing

Reported sold: $27.5M
Investors reported: 28
Minimum accepted: $33.4K
First sale: Jan 29, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$30,500,000 → $27,500,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 19, 2017	Amendment	$27,500,000	-$3,000,000vs Jan 28, 2016	28	SEC filing
Jan 28, 2016	Amendment	$30,500,000	$3,000,000vs Feb 10, 2015	28	SEC filing
Feb 10, 2015	Amendment	$27,500,000	$0vs Feb 4, 2014	27	SEC filing
Feb 4, 2014	Amendment	$27,500,000	No comparison	29	SEC filing
Dec 12, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-207916

Source: Form D, filed Jan 19, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICONIQ ACCESS 21, LP

Investment adviser: ICONIQ CAPITAL, LLC

Gross asset value: $14K
Beneficial owners: 0
ADV minimum commitment: $33.4K

Reported in Form ADV on Mar 2, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATA FUND SOLUTIONS LLC SALT LAKE CITY, Utah, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Filing source

Form ADV 1380404 · Mar 2, 2020 · Schedule D 7.B.(1), fund 805-8765829501

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ICONIQ Access 15, LP	Feb 6, 2019	$208,730,000	179
ICONIQ Access 16, LP	Apr 13, 2015	$89,975,000	51
ICONIQ Access 17, LP	Sep 30, 2014	$15,787,500	12
ICONIQ Access 18, LP	Mar 3, 2017	$35,000,000	44
ICONIQ Access 19, LP	Dec 16, 2016	$54,550,000	43
ICONIQ Access 20, LP	Mar 11, 2015	$42,600,000	27
ICONIQ Access 21, LP (this fund)	Jan 19, 2017	$27,500,000	28
ICONIQ Access 22, LP	Mar 11, 2015	$15,000,000	8
ICONIQ Access 23, LP	Mar 11, 2015	$80,000,000	98
ICONIQ Access 24, LP	Mar 12, 2015	$20,000,000	40
ICONIQ Access 25, LP	Mar 12, 2015	$21,250,000	14
ICONIQ Access 26, LP	Apr 17, 2015	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Icq Management, Llc	Executive
Iconiq Capital, Llc	Executive
Divesh Makan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

394 Pacific Ave. 2 Nd Floor
San Francisco, CA, 94111