Form D · Other Investment Fund

ICONIQ Access 15, LP

San Francisco, CA · CIK 0001587759

Offering snapshot reported Feb 6, 2019 · SEC filing

Reported sold: $209M
Investors reported: 179
Minimum accepted: $10K
First sale: Sep 30, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$175,345,000 → $208,730,000
Reported investors139 → 179

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 6, 2019	Amendment	$208,730,000	$33,385,000vs Dec 19, 2017	179	SEC filing
Dec 19, 2017	Amendment	$175,345,000	No comparison	139	SEC filing
Jan 11, 2017	Amendment	$168,395,000	$10,200,000vs Jan 15, 2016	106	SEC filing
Jan 15, 2016	Amendment	$158,195,000	$79,020,000vs Jan 22, 2015	96	SEC filing
Jan 22, 2015	Amendment	$79,175,000	$1,350,000vs Sep 30, 2014	35	SEC filing
Sep 30, 2014	Amendment	$77,825,000	No comparison	34	SEC filing
Sep 30, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-203762

Source: Form D, filed Feb 6, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICONIQ ACCESS 15, LP

Investment adviser: ICONIQ CAPITAL, LLC

Gross asset value: $32.3K
Beneficial owners: 59
ADV minimum commitment: $100K

Reported in Form ADV on Nov 19, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATA FUND SOLUTIONS LLC SALT LAKE CITY, Utah, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1466903 · Nov 19, 2020 · Schedule D 7.B.(1), fund 805-4319384972

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ICONIQ Access 9, LP	Jan 21, 2015	$113,560,000	123
ICONIQ Access 10, LP	Dec 14, 2016	$104,548,000	113
ICONIQ Access 11, LP	Nov 10, 2014	$96,150,000	75
ICONIQ Access 12, LP	Dec 14, 2016	$241,960,000	186
ICONIQ Access 13, LP	Feb 6, 2019	$108,665,000	93
ICONIQ Access 14, LP	Sep 30, 2014	$78,908,853	54
ICONIQ Access 15, LP (this fund)	Feb 6, 2019	$208,730,000	179
ICONIQ Access 16, LP	Apr 13, 2015	$89,975,000	51
ICONIQ Access 17, LP	Sep 30, 2014	$15,787,500	12
ICONIQ Access 18, LP	Mar 3, 2017	$35,000,000	44
ICONIQ Access 19, LP	Dec 16, 2016	$54,550,000	43
ICONIQ Access 20, LP	Mar 11, 2015	$42,600,000	27

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Iconiq Capital, Llc	Executive
Divesh Makan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

394 Pacific Ave. 2 Nd Floor
San Francisco, CA, 94111