Form D · Other Investment Fund

ICONIQ Access 13, LP

San Francisco, CA · CIK 0001581932

Offering snapshot reported Feb 6, 2019 · SEC filing

Reported sold: $109M
Investors reported: 93
Minimum accepted: $80K
First sale: Jun 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$107,965,000 → $108,665,000
Reported investors54 → 93

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 6, 2019	Amendment	$108,665,000	$700,000vs Dec 18, 2017	93	SEC filing
Dec 18, 2017	Amendment	$107,965,000	$83,985,000vs Jul 22, 2013	54	SEC filing
Oct 6, 2016	Amendment	$107,965,000	$1,450,000vs Oct 2, 2015	92	SEC filing
Oct 2, 2015	Amendment	$106,515,000	$0vs Sep 15, 2014	89	SEC filing
Sep 15, 2014	Amendment	$106,515,000	$82,535,000vs Sep 12, 2013	89	SEC filing
Sep 12, 2013	Amendment	$23,980,000	$0vs Jul 22, 2013	31	SEC filing
Jul 22, 2013	Initial	$23,980,000	No comparison	31	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-200018

Source: Form D, filed Feb 6, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ICONIQ ACCESS 13, LP

Investment adviser: ICONIQ CAPITAL, LLC

Gross asset value: $33.1K
Beneficial owners: 0
ADV minimum commitment: $80K

Reported in Form ADV on Mar 2, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATA FUND SOLUTIONS LLC SALT LAKE CITY, Utah, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Filing source

Form ADV 1380404 · Mar 2, 2020 · Schedule D 7.B.(1), fund 805-6588147080

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ICONIQ Access 7, LP	Jan 5, 2016	$85,615,000	126
ICONIQ Access 8, LP	Jan 5, 2016	$106,540,000	123
ICONIQ Access 9, LP	Jan 21, 2015	$113,560,000	123
ICONIQ Access 10, LP	Dec 14, 2016	$104,548,000	113
ICONIQ Access 11, LP	Nov 10, 2014	$96,150,000	75
ICONIQ Access 12, LP	Dec 14, 2016	$241,960,000	186
ICONIQ Access 13, LP (this fund)	Feb 6, 2019	$108,665,000	93
ICONIQ Access 14, LP	Sep 30, 2014	$78,908,853	54
ICONIQ Access 15, LP	Feb 6, 2019	$208,730,000	179
ICONIQ Access 16, LP	Apr 13, 2015	$89,975,000	51
ICONIQ Access 17, LP	Sep 30, 2014	$15,787,500	12
ICONIQ Access 18, LP	Mar 3, 2017	$35,000,000	44

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Iconiq Capital, Llc	Executive
Iconiq Capital, Llc	Executive
Divesh Makan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

394 Pacific Ave. 2 Nd Floor
San Francisco, CA, 94111