Form D · Private Equity Fund

Fundamental Partners IV LP

New York, NY · CIK 0001818533

Offering snapshot reported Jul 19, 2022 · SEC filing

Reported sold
$1.38B
Offering amount: $1.38B
Investors reported
1,570
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Jul 27, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$691M$1.38BJul 24, 2020Dec 18, 2020: $386,225,000.00Dec 18, 2020Oct 20, 2021: $1,083,975,000.00Oct 20, 2021Jul 19, 2022: $1,382,348,000.00Jul 19, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,083,975,000 → $1,382,348,000
  • Reported investors463 → 1,570

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 19, 2022Amendment$1,382,348,000$298,373,000vs Oct 20, 20211,570SEC filing
Oct 20, 2021Amendment$1,083,975,000$697,750,000vs Dec 18, 2020463SEC filing
Dec 18, 2020Amendment$386,225,000No comparison291SEC filing
Jul 24, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$9.64M (estimated)
Finders' fees
$0
Form D file number
Not reported

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Stifel, Nicolaus & Co., Inc.793
Gallatin Capital LLC124738
Neuberger Berman BD LLC2908
Vigilant Distributors, LLC285573
Profor Securities, LLC136084
Morgan Stanley Smith Barney LLC149777
Wells Fargo Clearing Services, LLC19616
Wells Fargo Advisors Financial Network, LLC11025

Source: Form D, filed Jul 19, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FUNDAMENTAL PARTNERS IV LP

Investment adviser: FUNDAMENTAL ADVISORS LP

Gross asset value
$1.62B
Beneficial owners
1,510
ADV minimum commitment
$10M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS CO. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LTD GEORGE TOWN, Cayman Islands
Custodian CITIZENS BANK RIVERSIDE, Rhode Island, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG, LTD
PCAOB 1655

PERSHING LLC
SEC 8-17574

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

MORGAN STANLEY
CRD 149777 · SEC 801-70103

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 2084252 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7645422906

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Laurence L. Gottlieb Executive, Promoter
Jonathan Stern Executive
Justin Vinci Executive
Robert Weiss Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
745 Fifth Avenue 25 Th Floor
New York, NY, 10151