Form D · Private Equity Fund

Fundamental Partners III LP

New York, NY · CIK 0001631284

Offering snapshot reported May 18, 2017 · SEC filing

Reported sold
$976M
Offering amount: $976M
Investors reported
181
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Feb 9, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$488M$976MFeb 20, 2015: $161,715,000.00Feb 20, 2015Feb 19, 2016: $316,186,868.00Feb 19, 2016Jan 27, 2017: $512,065,000.00May 18, 2017: $976,000,000.00May 18, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$512,065,000 → $976,000,000
  • Reported investors66 → 181

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 18, 2017Amendment$976,000,000$463,935,000vs Jan 27, 2017181SEC filing
Jan 27, 2017Amendment$512,065,000$195,878,132vs Feb 19, 201666SEC filing
Feb 19, 2016Amendment$316,186,868$154,471,868vs Feb 20, 201538SEC filing
Feb 20, 2015Initial$161,715,000No comparison15SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$7.24M (estimated)
Finders' fees
$0
Form D file number
021-234417
Represents the aggregate Total Offering Amount of securities offered by the Issuer and related entities and the Total Amount sold by the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Growth Capital Services, Inc.124658
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691
Trestle Point, LLC138494
Gallatin Capital LLC124738
Eaton Partners, LLC31170
CV Brokerage, Inc.462
Park Hill Group LLC135898
Profor Securities, LLC136084

Source: Form D, filed May 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FUNDAMENTAL PARTNERS III LP

Investment adviser: FUNDAMENTAL ADVISORS LP

Gross asset value
$805M
Beneficial owners
445
ADV minimum commitment
$10M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS CO. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LTD GEORGE TOWN, Cayman Islands
Custodian JP MORGAN BANK NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG, LTD
PCAOB 1655

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 2084252 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8483491357

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dana Fusaris Executive
Laurence L. Gottlieb Executive, Promoter
Justin Vinci Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
745 Fifth Avenue, 25 Th Floor
New York, NY, 10151