Form D · Private Equity Fund

Fundamental Partners II LP

New York, NY · CIK 0001507857

Offering snapshot reported Mar 21, 2013 · SEC filing

Reported sold
$449M
Offering amount: $500M
Investors reported
29
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Mar 15, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$225M$449MMar 24, 2011: $12,700,000.00Mar 24, 2011Mar 23, 2012: $125,830,000.00Mar 23, 2012Mar 21, 2013: $449,202,828.00Mar 21, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$125,830,000 → $449,202,828
  • Reported investors13 → 29

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2013Amendment$449,202,828$323,372,828vs Mar 23, 201229SEC filing
Mar 23, 2012Amendment$125,830,000$113,130,000vs Mar 24, 201113SEC filing
Mar 24, 2011Initial$12,700,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.07M
Finders' fees
$0
Form D file number
Not reported
Represents the total aggregate offering price of securities offered by each Issuer and the total amount sold by each Issuer.
Represents sales commissions paid by each Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sixpoint Partners LLC146067
Trestle Point, LLC138494
PanAmerican Capital Securities LLC130190
Profor Securities, LLC136084
Ashton Stewart & Co., Inc.112386

Source: Form D, filed Mar 21, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FUNDAMENTAL PARTNERS II LP

Investment adviser: FUNDAMENTAL ADVISORS LP

Gross asset value
$2.44M
Beneficial owners
41
ADV minimum commitment
$0

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS CO. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LTD GEORGE TOWN, Cayman Islands
Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG, LTD
PCAOB 1655

WELLS FARGO SECURITIES, LLC
SEC 8-65876

Filing source

Form ADV 1857959 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-1713766402

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dana S. Fusaris Executive
Daniel R. Gilman Executive
Laurence L. Gottlieb Executive, Promoter
Nathan Hersch Executive
Michael Jacobs Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
745 Fifth Avenue 30 Th Floor
New York, NY, 10151