Form D · Hedge Fund

Endicott Opportunity Partners IV, L.P.

New York, NY · CIK 0001576431

Offering snapshot reported May 15, 2013 · SEC filing

Reported sold: $140M
Investors reported: 1
Minimum accepted: $0
First sale: Apr 25, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 15, 2013	Initial	$140,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-196540

Source: Form D, filed May 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENDICOTT OPPORTUNITY PARTNERS IV, L.P.

Investment adviser: ENDICOTT MANAGEMENT COMPANY

Gross asset value: $20.7M
Beneficial owners: 13
ADV minimum commitment: $500K

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PINNACLE FUND SERVICES LLP WESTPORT, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, L.L.P. NEW YORK, New York, United States

Custodian CITIZENS BANK, NA PROVIDENCE, Rhode Island, United States Related to adviser: No

Custodian PERSHING LLC BROOKLYN, New York, United States Related to adviser: No

Prime broker MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER, L.L.P.
PCAOB 274

CITIZENS BANK, NA
LEI DRMSV1Q0EKMEXLAU1P80

PERSHING LLC
SEC 8-17574

MAREX CAPITAL MARKETS INC.
CRD 161014 · SEC 8-69039

Filing source

Form ADV 2067300 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-9848791324

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Endicott Opportunity Partners III, L.P.	Feb 26, 2010	$203,850,000	38
Endicott Opportunity Partners IV, L.P. (this fund)	May 15, 2013	$140,000,000	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Wayne K. Goldstein	Executive
Bradley E. Maneely	Executive
Robert I. Usdan	Executive
W.R. Endicott Iv, L.L.C. W.R. Endicott Iv, L.L.C.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

360 Madison Avenue, 21 St Floor
New York, NY, 10017