Form D · Private Equity Fund

Endicott Opportunity Partners III, L.P.

New York, NY · CIK 0001476856

Offering snapshot reported Feb 26, 2010 · SEC filing

Reported sold: $204M
Investors reported: 38
Minimum accepted: $0
First sale: Nov 10, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$185,500,000 → $203,850,000
Reported investors22 → 38

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 26, 2010	Amendment	$203,850,000	$18,350,000vs Nov 17, 2009	38	SEC filing
Nov 17, 2009	Initial	$185,500,000	No comparison	22	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-136211

Source: Form D, filed Feb 26, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENDICOTT OPPORTUNITY PARTNERS III, L.P.

Investment adviser: ENDICOTT MANAGEMENT COMPANY

Gross asset value: $20.6M
Beneficial owners: 41
ADV minimum commitment: $500K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PINNACLE FUND SERVICES LLP WESTPORT, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, L.L.P. NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER, L.L.P.
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Filing source

Form ADV 1627161 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-3873349091

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Endicott Opportunity Partners III, L.P. (this fund)	Feb 26, 2010	$203,850,000	38
Endicott Opportunity Partners IV, L.P.	May 15, 2013	$140,000,000	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Wayne K. Goldstein	Executive
Robert I. Usdan	Executive
W.R. Endicott Iii, L.L.C. W.R. Endicott Iii, L.L.C.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O W.R. Endicott Iii, L.L.C. 360 Madison Avenue, 21 St Floor
New York, NY, 10017