Investment adviser · CRD 157119

ENDICOTT GROUP

Investment adviser filing (IA)

ENDICOTT MANAGEMENT COMPANY

NEW YORK, NY, United States · Form ADV filed Mar 26, 2026

Regulatory AUM: $50.8M
Client accounts: 2
Employees: 5
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$50,838,719	100.0%

Filing source

Form ADV 2067300 · Mar 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ENDICOTT OPPORTUNITY PARTNERS IV, L.P.Hedge Fund · Last reported Mar 26, 2026$20.7MGross asset value

Form D fundraising filings

Endicott Opportunity Partners IV, L.P.

Feeder funds

EOP IV-A, L.P.

Fund administrator PINNACLE FUND SERVICES LLP WESTPORT, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, L.L.P. NEW YORK, New York, United States

Custodian CITIZENS BANK, NA PROVIDENCE, Rhode Island, United States Related to adviser: No

Custodian PERSHING LLC BROOKLYN, New York, United States Related to adviser: No

Prime broker MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER, L.L.P.
PCAOB 274

CITIZENS BANK, NA
LEI DRMSV1Q0EKMEXLAU1P80

PERSHING LLC
SEC 8-17574

MAREX CAPITAL MARKETS INC.
CRD 161014 · SEC 8-69039

Fund details & source

Fund ID: 805-9848791324
Reported beneficial owners: 13
Minimum commitment: $500K
Form D file number: 021-196540

Form ADV 2067300 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENDICOTT SPV I, L.P.Private Equity Fund · Last reported Mar 31, 2022$81.7MGross asset value

Form D fundraising filings

Endicott SPV I, L.P.

Auditor EISNERAMPER, LLP NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian PERSHING LLC BROOKLYN, New York, United States Related to adviser: No

Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

EISNERAMPER, LLP
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Fund details & source

Fund ID: 805-6949196264
Reported beneficial owners: 39
Minimum commitment: $100K
Form D file number: 021-312516

Form ADV 1627161 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENDICOTT CAPITAL, L.P.Private Equity Fund · Last reported Mar 31, 2022$76.1MGross asset value

Fund administrator PINNACLE FUND SERVICES, LLP WESTPORT, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, LLP NEW YORK, New York, United States

Custodian ACQUIOM FINANCIAL LLC DENVER, Colorado, United States Related to adviser: No

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No

Marketer TGP SECURITIES, INC. SUMMIT, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER, LLP
PCAOB 274

ACQUIOM FINANCIAL LLC
SEC 8-69408

CARTA SECURITIES, LLC
SEC 8-69701

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

TGP SECURITIES, INC.
CRD 159008 · SEC 8-68955

Fund details & source

Fund ID: 805-4087542802
Reported beneficial owners: 99
Minimum commitment: $100K
Form D file number: 021-342431

Form ADV 1627161 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EGEP CO-INVEST II, L.P.Private Equity Fund · Last reported Mar 31, 2022$57.7MGross asset value

Auditor EISNERAMPER, LLP NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No

Marketer TGP SECURITIES, INC. SUMMIT, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

EISNERAMPER, LLP
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

TGP SECURITIES, INC.
CRD 159008 · SEC 8-68955

Fund details & source

Fund ID: 805-1009758041
Reported beneficial owners: 93
Minimum commitment: $50K
Form D file number: 021-427936

Form ADV 1627161 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHARPE POINT MASTER, LTD.Hedge Fund · Last reported Mar 30, 2017$46.5MGross asset value

Feeder funds

SHARPE POINT, LTD.
SHARPE POINT PARTNERS, LP

Fund administrator MORGAN STANLEY FUND SERVICES (BERMUDA) LTD. PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER (CAYMAN) LTD. NEW YORK, New York, United States

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-1366865388
Reported beneficial owners: 26
Minimum commitment: $2M

Form ADV 1093067 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENDICOTT OPPORTUNITY PARTNERS III, L.P.Hedge Fund · Last reported Mar 31, 2022$20.6MGross asset value

Form D fundraising filings

Endicott Opportunity Partners III, L.P.

Fund administrator PINNACLE FUND SERVICES LLP WESTPORT, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, L.L.P. NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER, L.L.P.
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Fund details & source

Fund ID: 805-3873349091
Reported beneficial owners: 41
Minimum commitment: $500K
Form D file number: 021-136211

Form ADV 1627161 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENDICOTT OPPORTUNITY PARTNERS II, L.P.Hedge Fund · Last reported Mar 30, 2017$18.5MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, L.L.P. NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Fund details & source

Fund ID: 805-6947469548
Reported beneficial owners: 31
Minimum commitment: $250K
Form D file number: 021-104563

Form ADV 1093067 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

540 MADISON AVENUE, SUITE 20A
NEW YORK, NY, 10022, United States

CRD 157119

Filing source

Form ADV 2067300 · Mar 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.